
Полная версия:
Blackwood's Edinburgh Magazine, Volume 59, No. 368, June 1846
There can be no doubt that some of the irruptions of the barbarians – particularly those of the Goths into Romelia, which led to the fatal battles of Thessalonica and Adrianople; and of Alaric into Italy, which terminated in the capture of the Eternal City – were very formidable inroads, and might, in the best days of the empire, have taxed its strength and resolution to repel. But a little consideration must be sufficient to show, that, formidable as these invasions were, they could without much difficulty have been withstood, if the empire had possessed the strength which it did in the days of the republic, or in the first two centuries of the Cæsars. The Cimbri and Teutones, whom Marius combated and destroyed on the Rhone and in the north of Italy, were at least as formidable a body of barbarians as those which four centuries afterwards overturned the western empire. The forces whom Cæsar conquered in Gaul, Trajan on the Danube, were to the full as powerful as those which carried the standards of the Goths and Vandals to Athens and Carthage. Ætius, in the decline of the empire, and with the mingled Roman and barbarian force of Gaul alone, defeated Attila in the plenitude of his power, at the head of three hundred thousand men, on the field of Chalons.
Belisarius, with fifteen thousand men, recovered Africa from the Vandals; thirty thousand legionary soldiers did the same by Italy under Narses, and overthrew the whole power of the Goths. So high did the Roman soldiers still stand even in the estimation of their enemies, that Totila, the warlike monarch of the Goths, strove to bribe them into his service by offers of high pay. None had yet been approved equal to these legionary soldiers in battle; and the manner in which, with infinitely inferior forces, they repelled the barbarians on all sides, decisively demonstrates this superiority. The vigour and ability of Heraclius so restored the empire, when wellnigh sinking under the might of its enemies, that for a century it was regarded with awe by the barbarous nations all round its immense frontier. The five provinces beyond the Euphrates were conquered by the Romans from the Parthians during the decline of the empire. Nothing is so remarkable, in the last three centuries of Roman history, as the small number of the forces which combated around the Eagles, and the astonishing victories which, when led by ability, they gained over prodigious bodies of their enemies. The legions had dwindled into battalions, the battalions into cohorts. The four hundred and fifty thousand men who under Augustus guarded the frontiers of the empire, had sunk to one hundred and fifty thousand in the time of Justinian.3 But this hundred and fifty thousand upheld the Eastern empire for a thousand years. So feeble were the assaults of the barbarians, that for above two centuries of that time the single city of Constantinople, with the aid of the Greek fire, defended itself with scarce any territory from which to draw support. It was not the strength of its enemies, therefore, but the weakness of itself, which, after an existence in the West and East of two thousand years, at length extinguished the Roman empire.
What, then, were the causes of decay which proved fatal at length to this immense and enduring dominion? Philosophers in all ages have pondered on the causes; but those hitherto assigned do not seem adequate to explain the phenomenon. Not that the causes of weakness are baseless or imaginary; on the contrary, many of them were most real and substantial sources of evil. But what renders them inadequate to explain the fall of Rome is, that they had all existed, and were in full operation, at the time when the commonwealth and empire were at their highest point of elevation, and centuries before either exhibited any symptoms of lasting decay. For example, the ancient historians, from Sallust downwards, are loud in their denunciation of the corruption of public morals, and the selfish vices of the patrician classes of society, as being the chief source of the decay which was going forward, while the growth of the republic had been mainly owing to the extraordinary virtue and energy of a small number of individuals.4 But the very circumstance of these complaints having been made by Sallust in the time of Augustus, and the fact of the empire of the West having existed for four hundred, that of the East for fourteen hundred years afterwards, affords decisive evidence that this cause cannot be considered as having been mainly instrumental in producing their fall. How is the unexampled grandeur and prosperity of the empire under Nero, Adrian, Trajan, and the two Antonines, whose united reigns extended over eighty years, to be explained, if the seeds of ruin two centuries before had been sown in the vices and corruption of the rich patricians? In truth, so far was general luxury or corruption from being the cause of the ruin of the empire, the cause of its fall was just the reverse. It was the excessive poverty of its central provinces, and their inability to pay the taxes, which was the immediate cause of the catastrophe. The nobles and patricians often were luxurious, but they were not a thousandth part of the nation. The people was miserably poor, and got more indigent daily, in the later stages of its decay.
Modern writers, to whom the philosophy of history for the first time in the annals of mankind has become known, and who were aware of the important influence of general causes on social prosperity, independent of the agency of individual men, have assigned a different set of causes more nearly approaching the truth. Montesquieu says, the decay of the Roman empire was the natural consequence of its extension. This sounds well, and looks like an aphorism: but if the matter be considered with attention, it will be found that it is vox et præterea nihil. Those who, with so much complacency, rest in the belief that the fall of the Roman empire was the natural result of its extension, forget that its greatest prosperity was coexistent with that very extension. It is impossible to hold that the decay of the empire was the consequence of its magnitude, when the glorious era of the Antonines, during which it numbered a hundred and twenty millions of inhabitants under its rule, and embraced nearly the whole known habitable globe within its dominion, immediately succeeded its greatest extension by the victories, unhappily to us so little known, of Trajan.
More recent writers, seeing that Montesquieu's aphorism was a vague proposition which meant nothing, have gone a step further, and approached much nearer to the real explanation of the phenomenon. Guizot, Sismondi, and Michelet have concurred in assigning as the real cause of the decay of the Roman empire, the prevalence of slavery among its working population, and the great and increasing weight of taxes to support the imperial government. There can be no doubt that these were most powerful causes of weakness; and that they stand prominently forth from the facts recorded by contemporary annalists, as the immediate and visible causes of the decline of the empire. The history of these melancholy periods is full of eternal complaints, that men could not be got to fill the legions, nor taxes to replenish the treasury; that the army had to be recruited from the semi-barbarous tribes on the frontier; and that vast tracts of fertile land in the heart of the empire relapsed into a state of nature, or were devoted only to pasturage, from the impossibility of finding cultivators who either would till the land, or could afford to pay the taxes with which it was charged. Doubtless the large proportion – at least a half, perhaps nearly two-thirds – of the people who were slaves, must have weakened the elements of strength in the empire; and the enormous weight of the direct taxes, so grievously felt and loudly complained of,5 must have paralysed, to a very great degree, both the industry of the people and the resources of government. But a very little consideration must be sufficient to show, that these were not the real sources of the decline of the empire; or rather, that if they had not been aided in their operation by other causes, which truly undermined its strength, it might have been great and flourishing to this hour.
Slavery, it must be recollected, was universal in antiquity, and is so over two-thirds of the human race at this hour. Much as we may feel its evils and deprecate its severities, we ourselves, till within these three centuries, were entirely fed by serfs; and a few years only have elapsed since the whole of our colonial produce was raised by slave labour. America and Russia – the two most rising states in existence – are, the former in part, the latter wholly, maintained by slaves. It was an army, in a great measure composed of men originally serfs, which repelled Napoleon's invasion, survived the horrors of the Moscow retreat, and carried the Russian standards to Paris, Erivan, and Adrianople. Alexander the Great conquered Asia with an army of freemen wholly fed by slaves. The Athenians, in the palmy days of their prosperity, had only 21,000 freemen, and 400,000 slaves. Rome itself, in its great and glorious periods, when it vanquished Hannibal, conquered Gaul, subdued the East – in the days of Scipio, Cæsar, and Trajan – was to the full as dependent on slave labour as it was in those of its decrepitude under Honorius or Justinian. Cato was a great dealer in slaves; the Sabine farm was tilled by the arms of slaves; Cincinnatus and Regulus worked their little freeholds entirely by means of slaves. Rome was brought to the verge of destruction, nearer ruin than it had been by the arms of the Carthaginians, by the insurrection of the slaves shortly after the third Punic contest, so well known under the appellation of the Servile war. It is perfectly ridiculous, therefore, to assign as a cause of the destruction of Rome, a circumstance in the social condition of its people which coexisted with their greatest prosperity, which has prevailed in all the most renowned nations of the earth in a certain stage of their progress, and is to be found, in our own times, in states the most powerful, and the most likely to attain vast and long-continued dominion.
Equally futile is it to point to the weight of the taxes as the main cause of the long decline and final overthrow of Rome. Taxes no doubt are an evil; and if they become excessive, and are levied in a direct form, they may come in the end to ruin industry, and weaken all the public resources to such an extent as to render a nation incapable of defending itself. But a very little consideration must be sufficient to show that it was not, in the case of Rome, the increase of the taxes taken as a whole, but the decline in the resources of those who paid them, which rendered them so oppressive. If, indeed, the national establishment of the Roman empire had gone on increasing as it advanced in years, until at length their charges became excessive and crushing to industry, the theory would have been borne out by the fact, and afforded perhaps satisfactory explanation of the phenomenon. But the fact was just the reverse. The military establishment of the Roman empire was so much contracted as it advanced in years that whereas it amounted to 450,000 men in the days of Augustus, in those of Justinian it had sunk, as already noticed to 150,000.6 So far were the forces of Rome from being excessive in the later stages of the empire or disproportioned to an empire still, after all its losses, holding so large and fair a portion of the earth under its dominion, that on the other hand they were miserably small; and the disasters it underwent were mainly owing to the government of the Cæsars never being able to equip an adequate army to repel the attacks of the barbarians. The force with which Belisarius reconquered Africa and recovered Italy, never mustered seventeen thousand men; and the greater part of his successes were achieved by six thousand legionary followers. It was not the weight of the national establishments, therefore, but the diminished resources of those who were to pay them, which really occasioned the destruction of the empire.
There are two other facts of vital importance in considering the real causes of the gradual decay and ultimate ruin of the dominion of the legions.
The first of these is, that the extent of the decay was, in the latter stages of Rome, very unequal in the different provinces of the empire; and that while the central provinces, and those in the neighbourhood of the metropolis, were in the most wretched state of decrepitude, the remote districts were in the highest state of affluence and prosperity. This important fact is abundantly proved by unquestionable authority, and it sheds a flood of light on the real causes of the ruin which ultimately overtook them all.
The state of agriculture in the Italian plains under the Cæsars, is thus set forth by Gibbon: —
"Since the age of Tiberius, the decay of agriculture had been felt in Italy; and it was a just subject of complaint that the life of the Roman people depended on the accidents of the winds and the waves. In the division and decline of the empire, the tributary harvests of Egypt and Africa were withdrawn; the numbers of the inhabitants continually diminished with the means of subsistence; and the country was exhausted by the irretrievable losses of war, pestilence, and famine. Pope Gelasius was a subject of Odoacer, and he affirms, with strong exaggeration, that in Emila, Tuscany, and the adjacent provinces, the human species was almost extirpated."7
Of the progress and extent of this decay, Gibbon gives the following account in another part of his great work: —
"The agriculture of the Roman provinces was insensibly ruined; and in the progress of despotism, which tends to disappoint its own purpose, the emperors were obliged to derive some merit from the forgiveness of debts, or the remission of tributes, which their subjects were utterly incapable of paying. According to the new division of Italy, the fertile and happy province of Campania, the scene of the early victories and of the delicious retirements of the citizens of Rome, extended between the sea and the Apennines, from the Tiber to the Silarius. Within sixty years after the death of Constantine, and on the evidence of an actual survey, an exemption was granted in favour of 330,000 English acres of desert and uncultivated land, which amounted to one-eighth of the whole surface of the province. As the footsteps of the barbarians had not yet been seen in Italy, the cause of this amazing desolation, which is recorded in the laws, (Cod. Theod. lxi. t. 38, l. 2,) can be ascribed only to the administration of the Roman emperors."8
Michelet observes, in his late profound and able History of France: —
"The Christian emperors could not remedy the growing depopulation of the country, any more than their heathen predecessors. All their efforts only showed the impotence of government to arrest that dreadful evil. Sometimes, alarmed at the depopulation, they tried to mitigate the lot of the farmer, to shield him against the landlord; upon this the proprietor exclaimed he could no longer pay the taxes. At other times they abandoned the farmer, surrendered him to the landlord, and strove to chain him to the soil; but the unhappy cultivators perished or fled, and the land became deserted. Even in the time of Augustus, efforts were made to arrest the depopulation at the expense of morals, by encouraging concubinage. Pertinax granted an immunity from taxes to those who could occupy the desert lands of Italy, to the cultivators of the distant province and the allied kings. Aurelian did the same. Probus was obliged to transport from Germany men and oxen to cultivate Gaul.9 Maximian and Constantius transported the Franks and Germans from Picardy and Hainault into Italy; but the depopulation in the towns and the country alike continued. The people surrendered themselves in the fields to despair, as a beast of burden lies down beneath his load and refuses to rise. In vain the emperor strove, by offers of immunities and exemptions, to recall the cultivator to his deserted fields. Nothing, could do so. The desert extended daily. At the commencement of the fifth century there was, in the Happy Campania, the most fertile province of the empire, 520,000 jugera (320,000 acres) in a state of nature."10
So general, indeed, was the depopulation of the empire in the time of Justinian, that it suggested to many of the emperors the project of repeopling those favoured districts by a fresh influx of inhabitants. "Justinian II. had a great taste for these emigrations. He transported half the population of Cyprus to a new city near Cyzicus, called Justinianopolis after its founder. But it was all in vain. The desolation and ruin of the provinces continued, and up to the very gates of Constantinople, which was maintained entirely by grain imported at a low price from Egypt, and cattle from the Tauric Chersonesus."11
As a natural consequence of this entire or principal dependence of Rome on foreign or provincial raising of grain, there was, on any interruption of these foreign supplies, the greatest scarcity and even famine in the metropolis. All the vigilance of the emperors, which was constantly directed to this object, could not prevent this from taking place. Tacitus says, that in the scarcity under Claudius, there only remained a supply of fifteen days for the city.12 Famine in Rome was frequent under Augustus, Tiberius, Claudius, and Nero. Claudian laments, that after Egypt had been assigned to Constantinople, Rome had come to derive its subsistence solely from Lybia, and depended on the double chances of the seasons and the winds.
– "Nunquam secura futuri,Semper inops, ventique fidem poscebat et anni."13"When Africa revolted under Gildo, in the reign of Honorius, Rome," says Gibbon, "was on the brink of starvation, from which she was only saved by large importations from Gaul."14 She still depended on her provinces; domestic agriculture was ruined. Claudian represents the genius of ancient Rome bewailing, in pathetic and eloquent terms, her dependence for food on the nations she had conquered, in words which all governments rendering their people dependent on foreign supplies would do well to bear in mind. "Formerly," says the poet, "my prayers used to be that my legions might triumph on the banks of the Araxes, or that the consul might display his eagles at Susa; now all I ask is a supply of food to avert the extremities of hunger. The province of Africa, which furnishes corn to my people, is under the power of Gildo. He intercepts our supplies, and our food is at his mercy. He sells the harvests which belong to the descendants of Romulus; he possesses the fields purchased by my blood. The warrior people which conquered the world, now dishonoured and in want, endures the miserable punishment of peace; blockaded by no enemy, they are like the inhabitants of a besieged town. Death impends at every moment; there remain only doubtful supplies for a few days. My greatness has been my ruin; I was safer when my territory was more limited; would that its boundaries were once more at my gates! But, if I am doomed to perish, at least let me have a different fate; let me be conquered by another Porsenna; let my city be burnt by a second Brennus. All things are more tolerable than hunger."15
Nor was the state of Greece, in the later stages of the empire, more favourable.
"No description could exaggerate the miseries of Greece in the later stages of the empire. The slave population, which had formerly laboured for the wealthy, had then disappeared, and the free labourer had sunk into a serf. The uncultivated plains were traversed by bands of armed Sclavonians, who settled in great numbers in Thessaly and Macedonia. The cities of Greece ceased to receive the usual supplies of agricultural produce from the country; and even Thessalonica, with its fertile territory and abundant pastures, was dependent on foreign importation for relief from famine. The smaller cities, destitute of the same advantages of situation, would naturally be more exposed to depopulation, and sink more rapidly to decay. The roads, after the seizure of the local funds of the Greek cities by Justinian, were allowed to go to ruin, and the transport of provisions by land became difficult. When the Byzantine writers, after the time of Heraclius, mention the Greeks and Peloponnesus, it is with feelings of aversion and contempt."16
Nor was Asia Minor in a more prosperous condition in the later stages of the empire. In Asia Minor the decline of the Greek race had been rapid. This decline, too, must be attributed rather to bad governments than to hostile invasions; for from the period of the Persian invasion, in the time of Heraclius, the greater part of that immense country had enjoyed almost a century of uninterrupted peace. The Persian invasions had never been very injurious to the sea-coast, where the Greek cities were wealthy and numerous; but the central provinces were entirely ruined. The fact that extensive districts, once populous and wealthy, were already deserts, is proved by the colonies which Justinian II. settled in various parts of the country. Population had disappeared even more rapidly than the agricultural resources of the country."17
But while this was the state of matters in Italy, Asia Minor, and Greece – that is, the heart of the empire – its remoter provinces, Spain, Lybia, and Egypt, not only exhibited no symptoms of similar decay, but were, down to the very close of the reigns of the Cæsars, in the highest state of wealth, prosperity, and happiness. Listen to Gibbon on this subject in regard to Spain: —
"The situation of Spain, separated on all sides from the enemies of Rome by the sea, the mountains, and intermediate provinces, had secured the long tranquillity of that remote and sequestered country; and we may observe, as a sure symptom of domestic happiness, that in a period of four hundred years, Spain furnished very few materials to the history of the Roman empire. The cities of Merida, Cordova, Seville, and Tarragona, were numbered among the most illustrious of the Roman world. The various plenty of the animal, vegetable, and mineral kingdoms, was improved and manufactured by the skill of an industrious people; and the peculiar advantages of naval stores contributed to support an extensive and profitable trade. Many particulars concerning the fertility of Spain may be found in Huet's Commerce of the Ancients, c. 40."18
The state of Lybia was equally characteristic of the highest and most general prosperity, especially in relation to agricultural industry, at the time when Italy and Greece were thus languishing in the last stage of decrepitude and decay.
"The long and narrow tract," says Gibbon, "of the African coast was filled, when the Vandals approached its shores, with frequent monuments of Roman art and magnificence; and the respective degrees of improvement might be accurately measured by the distance from Carthage and the Mediterranean. A simple reflection will impress every thinking mind with the clearest idea of its fertility and cultivation. The country was extremely populous; the inhabitants reserved a liberal supply for their own use; and the annual exportation, particularly of wheat, was so regular and plentiful, that Africa deserved the name of the common granary of Rome and of mankind."19
Nor was the state of Egypt less prosperous in the last ages of the Roman empire; nor was its condition a less striking contrast to the miserable and languishing condition of the Italian and Grecian plains. It is thus described by Mr Finlay,20 whose recent work has thrown so much light on the social condition of the inhabitants of the Roman empire in their later days: – "If the accounts of ancient historians can be relied on, the population of Egypt had suffered less from the vicious administration of the Roman empire, and from the Persian invasion, than any other part of their dominions; for at the time of its conquest by the Romans it contained seven millions and a half of inhabitants, exclusive of Alexandria; and in the last days of the empire it nourished almost as great a number. The Nile spread its fertilizing waters over the land; the canals were kept in a state sufficient for irrigation; and the vested capital of Egypt suffered little diminution, whilst war and oppression annihilated the accumulation of ages over the rest of the world. The immense wealth and importance of Alexandria, the only port which Egypt possessed for communicating with the empire, still made it one of the first cities in the universe for riches and population, though its strength had received a severe blow from the Persian conquest."21