The Birth of Tragedy

The Dionysian excitement is able to impart to a whole mass of men this artistic faculty of seeing themselves surrounded by such a host of spirits, with whom they know themselves to be inwardly one. This function of the tragic chorus is the dramatic proto-phenomenon: to see one's self transformed before one's self, and then to act as if one had really entered into another body, into another character. This function stands at the beginning of the development of the drama. Here we have something different from the rhapsodist, who does not blend with his pictures, but only sees them, like the painter, with contemplative eye outside of him; here we actually have a surrender of the individual by his entering into another nature. Moreover this phenomenon appears in the form of an epidemic: a whole throng feels itself metamorphosed in this wise. Hence it is that the dithyramb is essentially different from every other variety of the choric song. The virgins, who with laurel twigs in their hands solemnly proceed to the temple of Apollo and sing a processional hymn, remain what they are and retain their civic names: the dithyrambic chorus is a chorus of transformed beings, whose civic past and social rank are totally forgotten: they have become the timeless servants of their god that live aloof from all the spheres of society. Every other variety of the choric lyric of the Hellenes is but an enormous enhancement of the Apollonian unit-singer: while in the dithyramb we have before us a community of unconscious actors, who mutually regard themselves as transformed among one another.

This enchantment is the prerequisite of all dramatic art. In this enchantment the Dionysian reveller sees himself as a satyr, and as satyr he in turn beholds the god, that is, in his transformation he sees a new vision outside him as the Apollonian consummation of his state. With this new vision the drama is complete.

According to this view, we must understand Greek tragedy as the Dionysian chorus, which always disburdens itself anew in an Apollonian world of pictures. The choric parts, therefore, with which tragedy is interlaced, are in a manner the mother-womb of the entire so-called dialogue, that is, of the whole stage-world, of the drama proper. In several successive outbursts does this primordial basis of tragedy beam forth the vision of the drama, which is a dream-phenomenon throughout, and, as such, epic in character: on the other hand, however, as objectivation of a Dionysian state, it does not represent the Apollonian redemption in appearance, but, conversely, the dissolution of the individual and his unification with primordial existence. Accordingly, the drama is the Apollonian embodiment of Dionysian perceptions and influences, and is thereby separated from the epic as by an immense gap.

The chorus of Greek tragedy, the symbol of the mass of the people moved by Dionysian excitement, is thus fully explained by our conception of it as here set forth. Whereas, being accustomed to the position of a chorus on the modern stage, especially an operatic chorus, we could never comprehend why the tragic chorus of the Greeks should be older, more primitive, indeed, more important than the "action" proper, – as has been so plainly declared by the voice of tradition; whereas, furthermore, we could not reconcile with this traditional paramount importance and primitiveness the fact of the chorus' being composed only of humble, ministering beings; indeed, at first only of goatlike satyrs; whereas, finally, the orchestra before the scene was always a riddle to us; we have learned to comprehend at length that the scene, together with the action, was fundamentally and originally conceived only as a vision, that the only reality is just the chorus, which of itself generates the vision and speaks thereof with the entire symbolism of dancing, tone, and word. This chorus beholds in the vision its lord and master Dionysus, and is thus for ever the serving chorus: it sees how he, the god, suffers and glorifies himself, and therefore does not itself act. But though its attitude towards the god is throughout the attitude of ministration, this is nevertheless the highest expression, the Dionysian expression of Nature, and therefore, like Nature herself, the chorus utters oracles and wise sayings when transported with enthusiasm: as fellow-sufferer it is also the sage proclaiming truth from out the heart of Nature. Thus, then, originates the fantastic figure, which seems so shocking, of the wise and enthusiastic satyr, who is at the same time "the dumb man" in contrast to the god: the image of Nature and her strongest impulses, yea, the symbol of Nature, and at the same time the herald of her art and wisdom: musician, poet, dancer, and visionary in one person.

Agreeably to this view, and agreeably to tradition, Dionysus, the proper stage-hero and focus of vision, is not at first actually present in the oldest period of tragedy, but is only imagined as present: i. e., tragedy is originally only "chorus" and not "drama." Later on the attempt is made to exhibit the god as real and to display the visionary figure together with its glorifying encirclement before the eyes of all; it is here that the "drama" in the narrow sense of the term begins. To the dithyrambic chorus is now assigned the task of exciting the minds of the hearers to such a pitch of Dionysian frenzy, that, when the tragic hero appears on the stage, they do not behold in him, say, the unshapely masked man, but a visionary figure, born as it were of their own ecstasy. Let us picture Admetes thinking in profound meditation of his lately departed wife Alcestis, and quite consuming himself in spiritual contemplation thereof – when suddenly the veiled figure of a woman resembling her in form and gait is led towards him: let us picture his sudden trembling anxiety, his agitated comparisons, his instinctive conviction – and we shall have an analogon to the sensation with which the spectator, excited to Dionysian frenzy, saw the god approaching on the stage, a god with whose sufferings he had already become identified. He involuntarily transferred the entire picture of the god, fluttering magically before his soul, to this masked figure and resolved its reality as it were into a phantasmal unreality. This is the Apollonian dream-state, in which the world of day is veiled, and a new world, clearer, more intelligible, more striking than the former, and nevertheless more shadowy, is ever born anew in perpetual change before our eyes. We accordingly recognise in tragedy a thorough-going stylistic contrast: the language, colour, flexibility and dynamics of the dialogue fall apart in the Dionysian lyrics of the chorus on the one hand, and in the Apollonian dream-world of the scene on the other, into entirely separate spheres of expression. The Apollonian appearances, in which Dionysus objectifies himself, are no longer "ein ewiges Meer, ein wechselnd Weben, ein glühend Leben,"11 as is the music of the chorus, they are no longer the forces merely felt, but not condensed into a picture, by which the inspired votary of Dionysus divines the proximity of his god: the clearness and firmness of epic form now speak to him from the scene, Dionysus now no longer speaks through forces, but as an epic hero, almost in the language of Homer.

9

Whatever rises to the surface in the dialogue of the Apollonian part of Greek tragedy, appears simple, transparent, beautiful. In this sense the dialogue is a copy of the Hellene, whose nature reveals itself in the dance, because in the dance the greatest energy is merely potential, but betrays itself nevertheless in flexible and vivacious movements. The language of the Sophoclean heroes, for instance, surprises us by its Apollonian precision and clearness, so that we at once imagine we see into the innermost recesses of their being, and marvel not a little that the way to these recesses is so short. But if for the moment we disregard the character of the hero which rises to the surface and grows visible – and which at bottom is nothing but the light-picture cast on a dark wall, that is, appearance through and through, – if rather we enter into the myth which projects itself in these bright mirrorings, we shall of a sudden experience a phenomenon which bears a reverse relation to one familiar in optics. When, after a vigorous effort to gaze into the sun, we turn away blinded, we have dark-coloured spots before our eyes as restoratives, so to speak; while, on the contrary, those light-picture phenomena of the Sophoclean hero, – in short, the Apollonian of the mask, – are the necessary productions of a glance into the secret and terrible things of nature, as it were shining spots to heal the eye which dire night has seared. Only in this sense can we hope to be able to grasp the true meaning of the serious and significant notion of "Greek cheerfulness"; while of course we encounter the misunderstood notion of this cheerfulness, as resulting from a state of unendangered comfort, on all the ways and paths of the present time.

The most sorrowful figure of the Greek stage, the hapless Œdipus, was understood by Sophocles as the noble man, who in spite of his wisdom was destined to error and misery, but nevertheless through his extraordinary sufferings ultimately exerted a magical, wholesome influence on all around him, which continues effective even after his death. The noble man does not sin; this is what the thoughtful poet wishes to tell us: all laws, all natural order, yea, the moral world itself, may be destroyed through his action, but through this very action a higher magic circle of influences is brought into play, which establish a new world on the ruins of the old that has been overthrown. This is what the poet, in so far as he is at the same time a religious thinker, wishes to tell us: as poet, he shows us first of all a wonderfully complicated legal mystery, which the judge slowly unravels, link by link, to his own destruction. The truly Hellenic delight at this dialectical loosening is so great, that a touch of surpassing cheerfulness is thereby communicated to the entire play, which everywhere blunts the edge of the horrible presuppositions of the procedure. In the "Œdipus at Colonus" we find the same cheerfulness, elevated, however, to an infinite transfiguration: in contrast to the aged king, subjected to an excess of misery, and exposed solely as a sufferer to all that befalls him, we have here a supermundane cheerfulness, which descends from a divine sphere and intimates to us that in his purely passive attitude the hero attains his highest activity, the influence of which extends far beyond his life, while his earlier conscious musing and striving led him only to passivity. Thus, then, the legal knot of the fable of Œdipus, which to mortal eyes appears indissolubly entangled, is slowly unravelled – and the profoundest human joy comes upon us in the presence of this divine counterpart of dialectics. If this explanation does justice to the poet, it may still be asked whether the substance of the myth is thereby exhausted; and here it turns out that the entire conception of the poet is nothing but the light-picture which healing nature holds up to us after a glance into the abyss. Œdipus, the murderer of his father, the husband of his mother, Œdipus, the interpreter of the riddle of the Sphinx! What does the mysterious triad of these deeds of destiny tell us? There is a primitive popular belief, especially in Persia, that a wise Magian can be born only of incest: which we have forthwith to interpret to ourselves with reference to the riddle-solving and mother-marrying Œdipus, to the effect that when the boundary of the present and future, the rigid law of individuation and, in general, the intrinsic spell of nature, are broken by prophetic and magical powers, an extraordinary counter-naturalness – as, in this case, incest – must have preceded as a cause; for how else could one force nature to surrender her secrets but by victoriously opposing her, i. e., by means of the Unnatural? It is this intuition which I see imprinted in the awful triad of the destiny of Œdipus: the very man who solves the riddle of nature – that double-constituted Sphinx – must also, as the murderer of his father and husband of his mother, break the holiest laws of nature. Indeed, it seems as if the myth sought to whisper into our ears that wisdom, especially Dionysian wisdom, is an unnatural abomination, and that whoever, through his knowledge, plunges nature into an abyss of annihilation, must also experience the dissolution of nature in himself. "The sharpness of wisdom turns round upon the sage: wisdom is a crime against nature": such terrible expressions does the myth call out to us: but the Hellenic poet touches like a sunbeam the sublime and formidable Memnonian statue of the myth, so that it suddenly begins to sound – in Sophoclean melodies.

With the glory of passivity I now contrast the glory of activity which illuminates the Prometheus of Æschylus. That which Æschylus the thinker had to tell us here, but which as a poet he only allows us to surmise by his symbolic picture, the youthful Goethe succeeded in disclosing to us in the daring words of his Prometheus: —

"Hier sitz' ich, forme MenschenNach meinem Bilde,Ein Geschlecht, das mir gleich sei,Zu leiden, zu weinen,Zu geniessen und zu freuen sich,Und dein nicht zu achten,Wie ich!"12

Man, elevating himself to the rank of the Titans, acquires his culture by his own efforts, and compels the gods to unite with him, because in his self-sufficient wisdom he has their existence and their limits in his hand. What is most wonderful, however, in this Promethean form, which according to its fundamental conception is the specific hymn of impiety, is the profound Æschylean yearning for justice: the untold sorrow of the bold "single-handed being" on the one hand, and the divine need, ay, the foreboding of a twilight of the gods, on the other, the power of these two worlds of suffering constraining to reconciliation, to metaphysical oneness – all this suggests most forcibly the central and main position of the Æschylean view of things, which sees Moira as eternal justice enthroned above gods and men. In view of the astonishing boldness with which Æschylus places the Olympian world on his scales of justice, it must be remembered that the deep-minded Greek had an immovably firm substratum of metaphysical thought in his mysteries, and that all his sceptical paroxysms could be discharged upon the Olympians. With reference to these deities, the Greek artist, in particular, had an obscure feeling as to mutual dependency: and it is just in the Prometheus of Æschylus that this feeling is symbolised. The Titanic artist found in himself the daring belief that he could create men and at least destroy Olympian deities: namely, by his superior wisdom, for which, to be sure, he had to atone by eternal suffering. The splendid "can-ing" of the great genius, bought too cheaply even at the price of eternal suffering, the stern pride of the artist: this is the essence and soul of Æschylean poetry, while Sophocles in his Œdipus preludingly strikes up the victory-song of the saint. But even this interpretation which Æschylus has given to the myth does not fathom its astounding depth of terror; the fact is rather that the artist's delight in unfolding, the cheerfulness of artistic creating bidding defiance to all calamity, is but a shining stellar and nebular image reflected in a black sea of sadness. The tale of Prometheus is an original possession of the entire Aryan family of races, and documentary evidence of their capacity for the profoundly tragic; indeed, it is not improbable that this myth has the same characteristic significance for the Aryan race that the myth of the fall of man has for the Semitic, and that there is a relationship between the two myths like that of brother and sister. The presupposition of the Promethean myth is the transcendent value which a naïve humanity attach to fire as the true palladium of every ascending culture: that man, however, should dispose at will of this fire, and should not receive it only as a gift from heaven, as the igniting lightning or the warming solar flame, appeared to the contemplative primordial men as crime and robbery of the divine nature. And thus the first philosophical problem at once causes a painful, irreconcilable antagonism between man and God, and puts as it were a mass of rock at the gate of every culture. The best and highest that men can acquire they obtain by a crime, and must now in their turn take upon themselves its consequences, namely the whole flood of sufferings and sorrows with which the offended celestials must visit the nobly aspiring race of man: a bitter reflection, which, by the dignity it confers on crime, contrasts strangely with the Semitic myth of the fall of man, in which curiosity, beguilement, seducibility, wantonness, – in short, a whole series of pre-eminently feminine passions, – were regarded as the origin of evil. What distinguishes the Aryan representation is the sublime view of active sin as the properly Promethean virtue, which suggests at the same time the ethical basis of pessimistic tragedy as the justification of human evil – of human guilt as well as of the suffering incurred thereby. The misery in the essence of things – which the contemplative Aryan is not disposed to explain away – the antagonism in the heart of the world, manifests itself to him as a medley of different worlds, for instance, a Divine and a human world, each of which is in the right individually, but as a separate existence alongside of another has to suffer for its individuation. With the heroic effort made by the individual for universality, in his attempt to pass beyond the bounds of individuation and become the one universal being, he experiences in himself the primordial contradiction concealed in the essence of things, i. e., he trespasses and suffers. Accordingly crime13 is understood by the Aryans to be a man, sin14 by the Semites a woman; as also, the original crime is committed by man, the original sin by woman. Besides, the witches' chorus says:

"Wir nehmen das nicht so genau:Mit tausend Schritten macht's die Frau;Doch wie sie auch sich eilen kannMit einem Sprunge macht's der Mann."15

He who understands this innermost core of the tale of Prometheus – namely the necessity of crime imposed on the titanically striving individual – will at once be conscious of the un-Apollonian nature of this pessimistic representation: for Apollo seeks to pacify individual beings precisely by drawing boundary lines between them, and by again and again calling attention thereto, with his requirements of self-knowledge and due proportion, as the holiest laws of the universe. In order, however, to prevent the form from congealing to Egyptian rigidity and coldness in consequence of this Apollonian tendency, in order to prevent the extinction of the motion of the entire lake in the effort to prescribe to the individual wave its path and compass, the high tide of the Dionysian tendency destroyed from time to time all the little circles in which the one-sided Apollonian "will" sought to confine the Hellenic world. The suddenly swelling tide of the Dionysian then takes the separate little wave-mountains of individuals on its back, just as the brother of Prometheus, the Titan Atlas, does with the earth. This Titanic impulse, to become as it were the Atlas of all individuals, and to carry them on broad shoulders higher and higher, farther and farther, is what the Promethean and the Dionysian have in common. In this respect the Æschylean Prometheus is a Dionysian mask, while, in the afore-mentioned profound yearning for justice, Æschylus betrays to the intelligent observer his paternal descent from Apollo, the god of individuation and of the boundaries of justice. And so the double-being of the Æschylean Prometheus, his conjoint Dionysian and Apollonian nature, might be thus expressed in an abstract formula: "Whatever exists is alike just and unjust, and equally justified in both."

Das ist deine Welt! Das heisst eine Welt!1610

It is an indisputable tradition that Greek tragedy in its earliest form had for its theme only the sufferings of Dionysus, and that for some time the only stage-hero therein was simply Dionysus himself. With the same confidence, however, we can maintain that not until Euripides did Dionysus cease to be the tragic hero, and that in fact all the celebrated figures of the Greek stage – Prometheus, Œdipus, etc. – are but masks of this original hero, Dionysus. The presence of a god behind all these masks is the one essential cause of the typical "ideality," so oft exciting wonder, of these celebrated figures. Some one, I know not whom, has maintained that all individuals are comic as individuals and are consequently un-tragic: from whence it might be inferred that the Greeks in general could not endure individuals on the tragic stage. And they really seem to have had these sentiments: as, in general, it is to be observed that the Platonic discrimination and valuation of the "idea" in contrast to the "eidolon," the image, is deeply rooted in the Hellenic being. Availing ourselves of Plato's terminology, however, we should have to speak of the tragic figures of the Hellenic stage somewhat as follows. The one truly real Dionysus appears in a multiplicity of forms, in the mask of a fighting hero and entangled, as it were, in the net of an individual will. As the visibly appearing god now talks and acts, he resembles an erring, striving, suffering individual: and that, in general, he appears with such epic precision and clearness, is due to the dream-reading Apollo, who reads to the chorus its Dionysian state through this symbolic appearance. In reality, however, this hero is the suffering Dionysus of the mysteries, a god experiencing in himself the sufferings of individuation, of whom wonderful myths tell that as a boy he was dismembered by the Titans and has been worshipped in this state as Zagreus:17 whereby is intimated that this dismemberment, the properly Dionysian suffering, is like a transformation into air, water, earth, and fire, that we must therefore regard the state of individuation as the source and primal cause of all suffering, as something objectionable in itself. From the smile of this Dionysus sprang the Olympian gods, from his tears sprang man. In his existence as a dismembered god, Dionysus has the dual nature of a cruel barbarised demon, and a mild pacific ruler. But the hope of the epopts looked for a new birth of Dionysus, which we have now to conceive of in anticipation as the end of individuation: it was for this coming third Dionysus that the stormy jubilation-hymns of the epopts resounded. And it is only this hope that sheds a ray of joy upon the features of a world torn asunder and shattered into individuals: as is symbolised in the myth by Demeter sunk in eternal sadness, who rejoices again only when told that she may once more give birth to Dionysus In the views of things here given we already have all the elements of a profound and pessimistic contemplation of the world, and along with these we have the mystery doctrine of tragedy: the fundamental knowledge of the oneness of all existing things, the consideration of individuation as the primal cause of evil, and art as the joyous hope that the spell of individuation may be broken, as the augury of a restored oneness.

It has already been intimated that the Homeric epos is the poem of Olympian culture, wherewith this culture has sung its own song of triumph over the terrors of the war of the Titans. Under the predominating influence of tragic poetry, these Homeric myths are now reproduced anew, and show by this metempsychosis that meantime the Olympian culture also has been vanquished by a still deeper view of things. The haughty Titan Prometheus has announced to his Olympian tormentor that the extremest danger will one day menace his rule, unless he ally with him betimes. In Æschylus we perceive the terrified Zeus, apprehensive of his end, in alliance with the Titan. Thus, the former age of the Titans is subsequently brought from Tartarus once more to the light of day. The philosophy of wild and naked nature beholds with the undissembled mien of truth the myths of the Homeric world as they dance past: they turn pale, they tremble before the lightning glance of this goddess – till the powerful fist18 of the Dionysian artist forces them into the service of the new deity. Dionysian truth takes over the entire domain of myth as symbolism of its knowledge, which it makes known partly in the public cult of tragedy and partly in the secret celebration of the dramatic mysteries, always, however, in the old mythical garb. What was the power, which freed Prometheus from his vultures and transformed the myth into a vehicle of Dionysian wisdom? It is the Heracleian power of music: which, having reached its highest manifestness in tragedy, can invest myths with a new and most profound significance, which we have already had occasion to characterise as the most powerful faculty of music. For it is the fate of every myth to insinuate itself into the narrow limits of some alleged historical reality, and to be treated by some later generation as a solitary fact with historical claims: and the Greeks were already fairly on the way to restamp the whole of their mythical juvenile dream sagaciously and arbitrarily into a historico-pragmatical juvenile history. For this is the manner in which religions are wont to die out: when of course under the stern, intelligent eyes of an orthodox dogmatism, the mythical presuppositions of a religion are systematised as a completed sum of historical events, and when one begins apprehensively to defend the credibility of the myth, while at the same time opposing all continuation of their natural vitality and luxuriance; when, accordingly, the feeling for myth dies out, and its place is taken by the claim of religion to historical foundations. This dying myth was now seized by the new-born genius of Dionysian music, in whose hands it bloomed once more, with such colours as it had never yet displayed, with a fragrance that awakened a longing anticipation of a metaphysical world. After this final effulgence it collapses, its leaves wither, and soon the scoffing Lucians of antiquity catch at the discoloured and faded flowers which the winds carry off in every direction. Through tragedy the myth attains its profoundest significance, its most expressive form; it rises once more like a wounded hero, and the whole surplus of vitality, together with the philosophical calmness of the Dying, burns in its eyes with a last powerful gleam.