The Birth of Tragedy

The new un-Dionysian spirit, however, manifests itself most clearly in the dénouements of the new dramas. In the Old Tragedy one could feel at the close the metaphysical comfort, without which the delight in tragedy cannot be explained at all; the conciliating tones from another world sound purest, perhaps, in the Œdipus at Colonus. Now that the genius of music has fled from tragedy, tragedy is, strictly speaking, dead: for from whence could one now draw the metaphysical comfort? One sought, therefore, for an earthly unravelment of the tragic dissonance; the hero, after he had been sufficiently tortured by fate, reaped a well-deserved reward through a superb marriage or divine tokens of favour. The hero had turned gladiator, on whom, after being liberally battered about and covered with wounds, freedom was occasionally bestowed. The deus ex machina took the place of metaphysical comfort. I will not say that the tragic view of things was everywhere completely destroyed by the intruding spirit of the un-Dionysian: we only know that it was compelled to flee from art into the under-world as it were, in the degenerate form of a secret cult. Over the widest extent of the Hellenic character, however, there raged the consuming blast of this spirit, which manifests itself in the form of "Greek cheerfulness," which we have already spoken of as a senile, unproductive love of existence; this cheerfulness is the counterpart of the splendid "naïveté" of the earlier Greeks, which, according to the characteristic indicated above, must be conceived as the blossom of the Apollonian culture growing out of a dark abyss, as the victory which the Hellenic will, through its mirroring of beauty, obtains over suffering and the wisdom of suffering. The noblest manifestation of that other form of "Greek cheerfulness," the Alexandrine, is the cheerfulness of the theoretical man: it exhibits the same symptomatic characteristics as I have just inferred concerning the spirit of the un-Dionysian: – it combats Dionysian wisdom and art, it seeks to dissolve myth, it substitutes for metaphysical comfort an earthly consonance, in fact, a deus ex machina of its own, namely the god of machines and crucibles, that is, the powers of the genii of nature recognised and employed in the service of higher egoism; it believes in amending the world by knowledge, in guiding life by science, and that it can really confine the individual within a narrow sphere of solvable problems, where he cheerfully says to life: "I desire thee: it is worth while to know thee."

18

It is an eternal phenomenon: the avidious will can always, by means of an illusion spread over things, detain its creatures in life and compel them to live on. One is chained by the Socratic love of knowledge and the vain hope of being able thereby to heal the eternal wound of existence; another is ensnared by art's seductive veil of beauty fluttering before his eyes; still another by the metaphysical comfort that eternal life flows on indestructibly beneath the whirl of phenomena: to say nothing of the more ordinary and almost more powerful illusions which the will has always at hand. These three specimens of illusion are on the whole designed only for the more nobly endowed natures, who in general feel profoundly the weight and burden of existence, and must be deluded into forgetfulness of their displeasure by exquisite stimulants. All that we call culture is made up of these stimulants; and, according to the proportion of the ingredients, we have either a specially Socratic or artistic or tragic culture: or, if historical exemplifications are wanted, there is either an Alexandrine or a Hellenic or a Buddhistic culture.

Our whole modern world is entangled in the meshes of Alexandrine culture, and recognises as its ideal the theorist equipped with the most potent means of knowledge, and labouring in the service of science, of whom the archetype and progenitor is Socrates. All our educational methods have originally this ideal in view: every other form of existence must struggle onwards wearisomely beside it, as something tolerated, but not intended. In an almost alarming manner the cultured man was here found for a long time only in the form of the scholar: even our poetical arts have been forced to evolve from learned imitations, and in the main effect of the rhyme we still recognise the origin of our poetic form from artistic experiments with a non-native and thoroughly learned language. How unintelligible must Faust, the modern cultured man, who is in himself intelligible, have appeared to a true Greek, – Faust, storming discontentedly through all the faculties, devoted to magic and the devil from a desire for knowledge, whom we have only to place alongside of Socrates for the purpose of comparison, in order to see that modern man begins to divine the boundaries of this Socratic love of perception and longs for a coast in the wide waste of the ocean of knowledge. When Goethe on one occasion said to Eckermann with reference to Napoleon: "Yes, my good friend, there is also a productiveness of deeds," he reminded us in a charmingly naïve manner that the non-theorist is something incredible and astounding to modern man; so that the wisdom of Goethe is needed once more in order to discover that such a surprising form of existence is comprehensible, nay even pardonable.

Now, we must not hide from ourselves what is concealed in the heart of this Socratic culture: Optimism, deeming itself absolute! Well, we must not be alarmed if the fruits of this optimism ripen, – if society, leavened to the very lowest strata by this kind of culture, gradually begins to tremble through wanton agitations and desires, if the belief in the earthly happiness of all, if the belief in the possibility of such a general intellectual culture is gradually transformed into the threatening demand for such an Alexandrine earthly happiness, into the conjuring of a Euripidean deus ex machina. Let us mark this well: the Alexandrine culture requires a slave class, to be able to exist permanently: but, in its optimistic view of life, it denies the necessity of such a class, and consequently, when the effect of its beautifully seductive and tranquillising utterances about the "dignity of man" and the "dignity of labour" is spent, it gradually drifts towards a dreadful destination. There is nothing more terrible than a barbaric slave class, who have learned to regard their existence as an injustice, and now prepare to take vengeance, not only for themselves, but for all generations. In the face of such threatening storms, who dares to appeal with confident spirit to our pale and exhausted religions, which even in their foundations have degenerated into scholastic religions? – so that myth, the necessary prerequisite of every religion, is already paralysed everywhere, and even in this domain the optimistic spirit – which we have just designated as the annihilating germ of society – has attained the mastery.

While the evil slumbering in the heart of theoretical culture gradually begins to disquiet modern man, and makes him anxiously ransack the stores of his experience for means to avert the danger, though not believing very much in these means; while he, therefore, begins to divine the consequences his position involves: great, universally gifted natures have contrived, with an incredible amount of thought, to make use of the apparatus of science itself, in order to point out the limits and the relativity of knowledge generally, and thus definitely to deny the claim of science to universal validity and universal ends: with which demonstration the illusory notion was for the first time recognised as such, which pretends, with the aid of causality, to be able to fathom the innermost essence of things. The extraordinary courage and wisdom of Kant and Schopenhauer have succeeded in gaining the most, difficult, victory, the victory over the optimism hidden in the essence of logic, which optimism in turn is the basis of our culture. While this optimism, resting on apparently unobjectionable æterna veritates, believed in the intelligibility and solvability of all the riddles of the world, and treated space, time, and causality as totally unconditioned laws of the most universal validity, Kant, on the other hand, showed that these served in reality only to elevate the mere phenomenon, the work of Mâyâ, to the sole and highest reality, putting it in place of the innermost and true essence of things, thus making the actual knowledge of this essence impossible, that is, according to the expression of Schopenhauer, to lull the dreamer still more soundly asleep (Welt als Wille und Vorstellung, I. 498). With this knowledge a culture is inaugurated which I venture to designate as a tragic culture; the most important characteristic of which is that wisdom takes the place of science as the highest end, – wisdom, which, uninfluenced by the seductive distractions of the sciences, turns with unmoved eye to the comprehensive view of the world, and seeks to apprehend therein the eternal suffering as its own with sympathetic feelings of love. Let us imagine a rising generation with this undauntedness of vision, with this heroic desire for the prodigious, let us imagine the bold step of these dragon-slayers, the proud and daring spirit with which they turn their backs on all the effeminate doctrines of optimism in order "to live resolutely" in the Whole and in the Full: would it not be necessary for the tragic man of this culture, with his self-discipline to earnestness and terror, to desire a new art, the art of metaphysical comfort, – namely, tragedy, as the Hellena belonging to him, and that he should exclaim with Faust:

Und sollt' ich nicht, sehnsüchtigster Gewalt,In's Leben ziehn die einzigste Gestalt?24

But now that the Socratic culture has been shaken from two directions, and is only able to hold the sceptre of its infallibility with trembling hands, – once by the fear of its own conclusions which it at length begins to surmise, and again, because it is no longer convinced with its former naïve trust of the eternal validity of its foundation, – it is a sad spectacle to behold how the dance of its thought always rushes longingly on new forms, to embrace them, and then, shuddering, lets them go of a sudden, as Mephistopheles does the seductive Lamiæ. It is certainly the symptom of the "breach" which all are wont to speak of as the primordial suffering of modern culture that the theoretical man, alarmed and dissatisfied at his own conclusions, no longer dares to entrust himself to the terrible ice-stream of existence: he runs timidly up and down the bank. He no longer wants to have anything entire, with all the natural cruelty of things, so thoroughly has he been spoiled by his optimistic contemplation. Besides, he feels that a culture built up on the principles of science must perish when it begins to grow illogical, that is, to avoid its own conclusions. Our art reveals this universal trouble: in vain does one seek help by imitating all the great productive periods and natures, in vain does one accumulate the entire "world-literature" around modern man for his comfort, in vain does one place one's self in the midst of the art-styles and artists of all ages, so that one may give names to them as Adam did to the beasts: one still continues the eternal hungerer, the "critic" without joy and energy, the Alexandrine man, who is in the main a librarian and corrector of proofs, and who, pitiable wretch goes blind from the dust of books and printers' errors.

19

We cannot designate the intrinsic substance of Socratic culture more distinctly than by calling it the culture of the opera: for it is in this department that culture has expressed itself with special naïveté concerning its aims and perceptions, which is sufficiently surprising when we compare the genesis of the opera and the facts of operatic development with the eternal truths of the Apollonian and Dionysian. I call to mind first of all the origin of the stilo rappresentativo and the recitative. Is it credible that this thoroughly externalised operatic music, incapable of devotion, could be received and cherished with enthusiastic favour, as a re-birth, as it were, of all true music, by the very age in which the ineffably sublime and sacred music of Palestrina had originated? And who, on the other hand, would think of making only the diversion-craving luxuriousness of those Florentine circles and the vanity of their dramatic singers responsible for the love of the opera which spread with such rapidity? That in the same age, even among the same people, this passion for a half-musical mode of speech should awaken alongside of the vaulted structure of Palestrine harmonies which the entire Christian Middle Age had been building up, I can explain to myself only by a co-operating extra-artistic tendency in the essence of the recitative.

The listener, who insists on distinctly hearing the words under the music, has his wishes met by the singer in that he speaks rather than sings, and intensifies the pathetic expression of the words in this half-song: by this intensification of the pathos he facilitates the understanding of the words and surmounts the remaining half of the music. The specific danger which now threatens him is that in some unguarded moment he may give undue importance to music, which would forthwith result in the destruction of the pathos of the speech and the distinctness of the words: while, on the other hand, he always feels himself impelled to musical delivery and to virtuose exhibition of vocal talent. Here the "poet" comes to his aid, who knows how to provide him with abundant opportunities for lyrical interjections, repetitions of words and sentences, etc., – at which places the singer, now in the purely musical element, can rest himself without minding the words. This alternation of emotionally impressive, yet only half-sung speech and wholly sung interjections, which is characteristic of the stilo rappresentativo, this rapidly changing endeavour to operate now on the conceptional and representative faculty of the hearer, now on his musical sense, is something so thoroughly unnatural and withal so intrinsically contradictory both to the Apollonian and Dionysian artistic impulses, that one has to infer an origin of the recitative foreign to all artistic instincts. The recitative must be defined, according to this description, as the combination of epic and lyric delivery, not indeed as an intrinsically stable combination which could not be attained in the case of such totally disparate elements, but an entirely superficial mosaic conglutination, such as is totally unprecedented in the domain of nature and experience. But this was not the opinion of the inventors of the recitative: they themselves, and their age with them, believed rather that the mystery of antique music had been solved by this stilo rappresentativo, in which, as they thought, the only explanation of the enormous influence of an Orpheus, an Amphion, and even of Greek tragedy was to be found. The new style was regarded by them as the re-awakening of the most effective music, the Old Greek music: indeed, with the universal and popular conception of the Homeric world as the primitive world, they could abandon themselves to the dream of having descended once more into the paradisiac beginnings of mankind, wherein music also must needs have had the unsurpassed purity, power, and innocence of which the poets could give such touching accounts in their pastoral plays. Here we see into the internal process of development of this thoroughly modern variety of art, the opera: a powerful need here acquires an art, but it is a need of an unæsthetic kind: the yearning for the idyll, the belief in the prehistoric existence of the artistic, good man. The recitative was regarded as the rediscovered language of this primitive man; the opera as the recovered land of this idyllically or heroically good creature, who in every action follows at the same time a natural artistic impulse, who sings a little along with all he has to say, in order to sing immediately with full voice on the slightest emotional excitement. It is now a matter of indifference to us that the humanists of those days combated the old ecclesiastical representation of man as naturally corrupt and lost, with this new-created picture of the paradisiac artist: so that opera may be understood as the oppositional dogma of the good man, whereby however a solace was at the same time found for the pessimism to which precisely the seriously-disposed men of that time were most strongly incited, owing to the frightful uncertainty of all conditions of life. It is enough to have perceived that the intrinsic charm, and therefore the genesis, of this new form of art lies in the gratification of an altogether unæsthetic need, in the optimistic glorification of man as such, in the conception of the primitive man as the man naturally good and artistic: a principle of the opera which has gradually changed into a threatening and terrible demand, which, in face of the socialistic movements of the present time, we can no longer ignore. The "good primitive man" wants his rights: what paradisiac prospects!

I here place by way of parallel still another equally obvious confirmation of my view that opera is built up on the same principles as our Alexandrine culture. Opera is the birth of the theoretical man, of the critical layman, not of the artist: one of the most surprising facts in the whole history of art. It was the demand of thoroughly unmusical hearers that the words must above all be understood, so that according to them a re-birth of music is only to be expected when some mode of singing has been discovered in which the text-word lords over the counterpoint as the master over the servant. For the words, it is argued, are as much nobler than the accompanying harmonic system as the soul is nobler than the body. It was in accordance with the laically unmusical crudeness of these views that the combination of music, picture and expression was effected in the beginnings of the opera: in the spirit of this æsthetics the first experiments were also made in the leading laic circles of Florence by the poets and singers patronised there. The man incapable of art creates for himself a species of art precisely because he is the inartistic man as such. Because he does not divine the Dionysian depth of music, he changes his musical taste into appreciation of the understandable word-and-tone-rhetoric of the passions in the stilo rappresentativo, and into the voluptuousness of the arts of song; because he is unable to behold a vision, he forces the machinist and the decorative artist into his service; because he cannot apprehend the true nature of the artist, he conjures up the "artistic primitive man" to suit his taste, that is, the man who sings and recites verses under the influence of passion. He dreams himself into a time when passion suffices to generate songs and poems: as if emotion had ever been able to create anything artistic. The postulate of the opera is a false belief concerning the artistic process, in fact, the idyllic belief that every sentient man is an artist. In the sense of this belief, opera is the expression of the taste of the laity in art, who dictate their laws with the cheerful optimism of the theorist.

Should we desire to unite in one the two conceptions just set forth as influential in the origin of opera, it would only remain for us to speak of an idyllic tendency of the opera: in which connection we may avail ourselves exclusively of the phraseology and illustration of Schiller.25 "Nature and the ideal," he says, "are either objects of grief, when the former is represented as lost, the latter unattained; or both are objects of joy, in that they are represented as real. The first case furnishes the elegy in its narrower signification, the second the idyll in its widest sense." Here we must at once call attention to the common characteristic of these two conceptions in operatic genesis, namely, that in them the ideal is not regarded as unattained or nature as lost Agreeably to this sentiment, there was a primitive age of man when he lay close to the heart of nature, and, owing to this naturalness, had attained the ideal of mankind in a paradisiac goodness and artist-organisation: from which perfect primitive man all of us were supposed to be descended; whose faithful copy we were in fact still said to be: only we had to cast off some few things in order to recognise ourselves once more as this primitive man, on the strength of a voluntary renunciation of superfluous learnedness, of super-abundant culture. It was to such a concord of nature and the ideal, to an idyllic reality, that the cultured man of the Renaissance suffered himself to be led back by his operatic imitation of Greek tragedy; he made use of this tragedy, as Dante made use of Vergil, in order to be led up to the gates of paradise: while from this point he went on without assistance and passed over from an imitation of the highest form of Greek art to a "restoration of all things," to an imitation of man's original art-world. What delightfully naïve hopefulness of these daring endeavours, in the very heart of theoretical culture! – solely to be explained by the comforting belief, that "man-in-himself" is the eternally virtuous hero of the opera, the eternally fluting or singing shepherd, who must always in the end rediscover himself as such, if he has at any time really lost himself; solely the fruit of the optimism, which here rises like a sweetishly seductive column of vapour out of the depth of the Socratic conception of the world.

The features of the opera therefore do not by any means exhibit the elegiac sorrow of an eternal loss, but rather the cheerfulness of eternal rediscovery, the indolent delight in an idyllic reality which one can at least represent to one's self each moment as real: and in so doing one will perhaps surmise some day that this supposed reality is nothing but a fantastically silly dawdling, concerning which every one, who could judge it by the terrible earnestness of true nature and compare it with the actual primitive scenes of the beginnings of mankind, would have to call out with loathing: Away with the phantom! Nevertheless one would err if one thought it possible to frighten away merely by a vigorous shout such a dawdling thing as the opera, as if it were a spectre. He who would destroy the opera must join issue with Alexandrine cheerfulness, which expresses itself so naïvely therein concerning its favourite representation; of which in fact it is the specific form of art. But what is to be expected for art itself from the operation of a form of art, the beginnings of which do not at all lie in the æsthetic province; which has rather stolen over from a half-moral sphere into the artistic domain, and has been able only now and then to delude us concerning this hybrid origin? By what sap is this parasitic opera-concern nourished, if not by that of true art? Must we not suppose that the highest and indeed the truly serious task of art – to free the eye from its glance into the horrors of night and to deliver the "subject" by the healing balm of appearance from the spasms of volitional agitations – will degenerate under the influence of its idyllic seductions and Alexandrine adulation to an empty dissipating tendency, to pastime? What will become of the eternal truths of the Dionysian and Apollonian in such an amalgamation of styles as I have exhibited in the character of the stilo rappresentativo? where music is regarded as the servant, the text as the master, where music is compared with the body, the text with the soul? where at best the highest aim will be the realisation of a paraphrastic tone-painting, just as formerly in the New Attic Dithyramb? where music is completely alienated from its true dignity of being, the Dionysian mirror of the world, so that the only thing left to it is, as a slave of phenomena, to imitate the formal character thereof, and to excite an external pleasure in the play of lines and proportions. On close observation, this fatal influence of the opera on music is seen to coincide absolutely with the universal development of modern music; the optimism lurking in the genesis of the opera and in the essence of culture represented thereby, has, with alarming rapidity, succeeded in divesting music of its Dionyso-cosmic mission and in impressing on it a playfully formal and pleasurable character: a change with which perhaps only the metamorphosis of the Æschylean man into the cheerful Alexandrine man could be compared.