Kant's Prolegomena

§ 21. To prove, then, the possibility of experience so far as it rests upon pure concepts of the understanding a priori, we must first represent what belongs to judgments in general and the various functions of the understanding, in a complete table. For the pure concepts of the understanding must run parallel to these functions, as such concepts are nothing more than concepts of intuitions in general, so far as these are determined by one or other of these functions of judging, in themselves, that is, necessarily and universally. Hereby also the a priori principles of the possibility of all experience, as of an objectively valid empirical cognition, will be precisely determined. For they are nothing but propositions by which all perception is (under certain universal conditions of intuition) subsumed under those pure concepts of the understanding.

§ 21a. In order to comprise the whole matter in one idea, it is first necessary to remind the reader that we are discussing not the origin of experience, but of that which lies in experience. The former pertains to empirical psychology, and would even then never be adequately explained without the latter, which belongs to the Critique of cognition, and particularly of the understanding.

Experience consists of intuitions, which belong to the sensibility, and of judgments, which are entirely a work of the understanding. But the judgments, which the understanding forms alone from sensuous intuitions, are far from being judgments of experience. For in the one case the judgment connects only the perceptions as they are given in the sensuous intuition, while in the other the judgments must express what experience in general, and not what the mere perception (which possesses only subjective validity) contains. The judgment of experience must therefore add to the sensuous intuition and its logical connexion in a judgment (after it has been rendered universal by comparison) something that determines the synthetical judgment as necessary and therefore as universally valid. This can be nothing else than that concept which represents the intuition as determined in itself with regard to one form of judgment rather than another, viz., a concept of that synthetical unity of intuitions which can only be represented by a given logical function of judgments.

§ 22. The sum of the matter is this: the business of the senses is to intuite – that of the understanding is to think. But thinking is uniting representations in one consciousness. This union originates either merely relative to the subject, and is accidental and subjective, or is absolute, and is necessary or objective. The union of representations in one consciousness is judgment. Thinking therefore is the same as judging, or referring representations to judgments in general. Hence judgments are either merely subjective, when representations are referred to a consciousness in one subject only, and united in it, or objective, when they are united in a consciousness generally, that is, necessarily. The logical functions of all judgments are but various modes of uniting representations in consciousness. But if they serve for concepts, they are concepts of their necessary union in a consciousness, and so principles of objectively valid judgments. This union in a consciousness is either analytical, by identity, or synthetical, by the combination and addition of various representations one to another. Experience consists in the synthetical connexion of phenomena (perceptions) in consciousness, so far as this connexion is necessary. Hence the pure concepts of the understanding are those under which all perceptions must be subsumed ere they can serve for judgments of experience, in which the synthetical unity of the perceptions is represented as necessary and universally valid.15

§ 23. Judgments, when considered merely as the condition of the union of given representations in a consciousness, are rules. These rules, so far as they represent the union as necessary, are rules a priori, and so far as they cannot be deduced from higher rules, are fundamental principles. But in regard to the possibility of all experience, merely in relation to the form of thinking in it, no conditions of judgments of experience are higher than those which bring the phenomena, according to the various form of their intuition, under pure concepts of the understanding, and render the empirical judgment objectively valid. These concepts are therefore the a priori principles of possible experience.

The principles of possible experience are then at the same time universal laws of nature, which can be cognised a priori. And thus the problem in our second question, "How is the pure Science of Nature possible?" is solved. For the system which is required for the form of a science is to be met with in perfection here, because, beyond the above-mentioned formal conditions of all judgments in general offered in logic, no others are possible, and these constitute a logical system. The concepts grounded thereupon, which contain the a priori conditions of all synthetical and necessary judgments, accordingly constitute a transcendental system. Finally the principles, by means of which all phenomena are subsumed under these concepts, constitute a physical16 system, that is, a system of nature, which precedes all empirical cognition of nature, makes it even possible, and hence may in strictness be denominated the universal and pure science of nature.

§ 24. The first one17 of the physiological principles subsumes all phenomena, as intuitions in space and time, under the concept of Quantity, and is so far a principle of the application of Mathematics to experience. The second one subsumes the empirical element, viz., sensation which denotes the real in intuitions, not indeed directly under the concept of quantity, because sensation is not an intuition that contains either space or time, though it places the respective object into both. But still there is between reality (sense-representation) and the zero, or total void of intuition in time, a difference which has a quantity. For between every given degree of light and of darkness, between every degree of heat and of absolute cold, between every degree of weight and of absolute lightness, between every degree of occupied space and of totally void space, diminishing degrees can be conceived, in the same manner as between consciousness and total unconsciousness (the darkness of a psychological blank) ever diminishing degrees obtain. Hence there is no perception that can prove an absolute absence of it; for instance, no psychological darkness that cannot be considered as a kind of consciousness. This occurs in all cases of sensation, and so the understanding can anticipate even sensations, which constitute the peculiar quality of empirical representations (appearances), by means of the principle: "that they all have (consequently that what is real in all phenomena has) a degree." Here is the second application of mathematics (mathesis intensorum) to the science of nature.

§ 25. Anent the relation of appearances merely with a view to their existence, the determination is not mathematical but dynamical, and can never be objectively valid, consequently never fit for experience, if it does not come under a priori principles by which the cognition of experience relative to appearances becomes even possible. Hence appearances must be subsumed under the concept of Substance, which is the foundation of all determination of existence, as a concept of the thing itself; or secondly – so far as, a succession is found among phenomena, that is, an event – under the concept of an Effect with reference to Cause; or lastly – so far as coexistence is to be known objectively, that is, by a judgment of experience – under the concept of Community (action and reaction).18 Thus a priori principles form the basis of objectively valid, though empirical judgments, that is, of the possibility of experience so far as it must connect objects as existing in nature. These principles are the proper laws of nature, which may be termed dynamical.

Finally the cognition of the agreement and connexion not only of appearances among themselves in experience, but of their relation to experience in general, belongs to the judgments of experience. This relation contains either their agreement with the formal conditions, which the understanding cognises, or their coherence with the materials of the senses and of perception, or combines both into one concept. Consequently it contains Possibility, Actuality, and Necessity according to universal laws of nature; and this constitutes the physical doctrine of method, or the distinction of truth and of hypotheses, and the bounds of the certainty of the latter.

§ 26. The third table of Principles drawn from the nature of the understanding itself after the critical method, shows an inherent perfection, which raises it far above every other table which has hitherto though in vain been tried or may yet be tried by analysing the objects themselves dogmatically. It exhibits all synthetical a priori principles completely and according to one principle, viz., the faculty of judging in general, constituting the essence of experience as regards the understanding, so that we can be certain that there are no more such principles, a satisfaction such as can never be attained by the dogmatical method. Yet is this not all: there is a still greater merit in it.

We must carefully bear in mind the proof which shows the possibility of this cognition a priori, and at the same time limits all such principles to a condition which must never be lost sight of, if we desire it not to be misunderstood, and extended in use beyond the original sense which the understanding attaches to it. This limit is that they contain nothing but the conditions of possible experience in general so far as it is subjected to laws a priori. Consequently I do not say, that things in themselves possess a quantity, that their actuality possesses a degree, their existence a connexion of accidents in a substance, etc. This nobody can prove, because such a synthetical connexion from mere concepts, without any reference to sensuous intuition on the one side, or connexion of it in a possible experience on the other, is absolutely impossible. The essential limitation of the concepts in these principles then is: That all things stand necessarily a priori under the afore-mentioned conditions, as objects of experience only.

Hence there follows secondly a specifically peculiar mode of proof of these principles: they are not directly referred to appearances and to their relations, but to the possibility of experience, of which appearances constitute the matter only, not the form. Thus they are referred to objectively and universally valid synthetical propositions, in which we distinguish judgments of experience from those of perception. This takes place because appearances, as mere intuitions, occupying a part of space and time, come under the concept of Quantity, which unites their multiplicity a priori according to rules synthetically. Again, so far as the perception contains, besides intuition, sensibility, and between the latter and nothing (i.e., the total disappearance of sensibility), there is an ever decreasing transition, it is apparent that that which is in appearances must have a degree, so far as it (viz., the perception) does not itself occupy any part of space or of time.19 Still the transition to actuality from empty time or empty space is only possible in time; consequently though sensibility, as the quality of empirical intuition, can never be cognised a priori, by its specific difference from other sensibilities, yet it can, in a possible experience in general, as a quantity of perception be intensely distinguished from every other similar perception. Hence the application of mathematics to nature, as regards the sensuous intuition by which nature is given to us, becomes possible and is thus determined.

Above all, the reader must pay attention to the mode of proof of the principles which occur under the title of Analogies of experience. For these do not refer to the genesis of intuitions, as do the principles of applied mathematics, but to the connexion of their existence in experience; and this can be nothing but the determination of their existence in time according to necessary laws, under which alone the connexion is objectively valid, and thus becomes experience. The proof therefore does not turn on the synthetical unity in the connexion of things in themselves, but merely of perceptions, and of these not in regard to their matter, but to the determination of time and of the relation of their existence in it, according to universal laws. If the empirical determination in relative time is indeed objectively valid (i.e., experience), these universal laws contain the necessary determination of existence in time generally (viz., according to a rule of the understanding a priori).

In these Prolegomena I cannot further descant on the subject, but my reader (who has probably been long accustomed to consider experience a mere empirical synthesis of perceptions, and hence not considered that it goes much beyond them, as it imparts to empirical judgments universal validity, and for that purpose requires a pure and a priori unity of the understanding) is recommended to pay special attention to this distinction of experience from a mere aggregate of perceptions, and to judge the mode of proof from this point of view.

§ 27. Now we are prepared to remove Hume's doubt. He justly maintains, that we cannot comprehend by reason the possibility of Causality, that is, of the reference of the existence of one thing to the existence of another, which is necessitated by the former. I add, that we comprehend just as little the concept of Subsistence, that is, the necessity that at the foundation of the existence of things there lies a subject which cannot itself be a predicate of any other thing; nay, we cannot even form a notion of the possibility of such a thing (though we can point out examples of its use in experience). The very same in comprehensibility affects the Community of things, as we cannot comprehend how from the state of one thing an inference to the state of quite another thing beyond it, and vice versa, can be drawn, and how substances which have each their own separate existence should depend upon one another necessarily. But I am very far from holding these concepts to be derived merely from experience, and the necessity represented in them, to be imaginary and a mere illusion produced in us by long habit. On the contrary, I have amply shown, that they and the theorems derived from them are firmly established a priori, or before all experience, and have their undoubted objective value, though only with regard to experience.

§ 28. Though I have no notion of such a connexion of things in themselves, that they can either exist as substances, or act as causes, or stand in community with others (as parts of a real whole), and I can just as little conceive such properties in appearances as such (because those concepts contain nothing that lies in the appearances, but only what the understanding alone must think): we have yet a notion of such a connexion of representations in our understanding, and in judgments generally; consisting in this that representations appear in one sort of judgments as subject in relation to predicates, in another as reason in relation to consequences, and in a third as parts, which constitute together a total possible cognition. Besides we cognise a priori that without considering the representation of an object as determined in some of these respects, we can have no valid cognition of the object, and, if we should occupy ourselves about the object in itself, there is no possible attribute, by which I could know that it is determined under any of these aspects, that is, under the concept either of substance, or of cause, or (in relation to other substances) of community, for I have no notion of the possibility of such a connexion of existence. But the question is not how things in themselves, but how the empirical cognition of things is determined, as regards the above aspects of judgments in general, that is, how things, as objects of experience, can and shall be subsumed under these concepts of the understanding. And then it is clear, that I completely comprehend not only the possibility, but also the necessity of subsuming all phenomena under these concepts, that is, of using them for principles of the possibility of experience.

§ 29. When making an experiment with Hume's problematical concept (his crux metaphysicorum), the concept of cause, we have, in the first place, given a priori, by means of logic, the form of a conditional judgment in general, i.e., we have one given cognition as antecedent and another as consequence. But it is possible, that in perception we may meet with a rule of relation, which runs thus: that a certain phenomenon is constantly followed by another (though not conversely), and this is a case for me to use the hypothetical judgment, and, for instance, to say, it the sun shines long enough upon a body, it grows warm. Here there is indeed as yet no necessity of connexion, or concept of cause. But I proceed and say, that if this proposition, which is merely a subjective connexion of perceptions, is to be a judgment of experience, it must be considered as necessary and universally valid. Such a proposition would be, "the sun is by its light the cause of heat." The empirical rule is now considered as a law, and as valid not merely of appearances but valid of them for the purposes of a possible experience which requires universal and therefore necessarily valid rules. I therefore easily comprehend the concept of cause, as a concept necessarily belonging to the mere form of experience, and its possibility as a synthetical union of perceptions in consciousness generally; but I do not at all comprehend the possibility of a thing generally as a cause, because the concept of cause denotes a condition not at all belonging to things, but to experience. It is nothing in fact but an objectively valid cognition of appearances and of their succession, so far as the antecedent can be conjoined with the consequent according to the rule of hypothetical judgments.

§ 30. Hence if the pure concepts of the understanding do not refer to objects of experience but to things in themselves (noumena), they have no signification whatever. They serve, as it were, only to decipher appearances, that we may be able to read them as experience. The principles which arise from their reference to the sensible world, only serve our understanding for empirical use. Beyond this they are arbitrary combinations, without objective reality, and we can neither cognise their possibility a priori, nor verify their reference to objects, let alone make it intelligible by any example; because examples can only be borrowed from some possible experience, consequently the objects of these concepts can be found nowhere but in a possible experience.

This complete (though to its originator unexpected) solution of Hume's problem rescues for the pure concepts of the understanding their a priori origin, and for the universal laws of nature their validity, as laws of the understanding, yet in such a way as to limit their use to experience, because their possibility depends solely on the reference of the understanding to experience, but with a completely reversed mode of connexion which never occurred to Hume, not by deriving them from experience, but by deriving experience from them.

This is therefore the result of all our foregoing inquiries: "All synthetical principles a priori are nothing more than principles of possible experience, and can never be referred to things in themselves, but to appearances as objects of experience. And hence pure mathematics as well as a pure science of nature can never be referred to anything more than mere appearances, and can only represent either that which makes experience generally possible, or else that which, as it is derived from these principles, must always be capable of being represented in some possible experience.

§ 31. And thus we have at last something definite, upon which to depend in all metaphysical enterprises, which have hitherto, boldly enough but always at random, attempted everything without discrimination. That the aim of their exertions should be so near, struck neither the dogmatical thinkers nor those who, confident in their supposed sound common sense, started with concepts and principles of pure reason (which were legitimate and natural, but destined for mere empirical use) in quest of fields of knowledge, to which they neither knew nor could know any determinate bounds, because they had never reflected nor were able to reflect on the nature or even on the possibility of such a pure understanding.

Many a naturalist of pure reason (by which I mean the man who believes he can decide in matters of metaphysics without any science) may pretend, that he long ago by the prophetic spirit of his sound sense, not only suspected, but knew and comprehended, what is here propounded with so much ado, or, if he likes, with prolix and pedantic pomp: "that with all our reason we can never reach beyond the field of experience." But when he is questioned about his rational principles individually, he must grant, that there are many of them which he has not taken from experience, and which are therefore independent of it and valid a priori. How then and on what grounds will he restrain both himself and the dogmatist, who makes use of these concepts and principles beyond all possible experience, because they are recognised to be independent of it? And even he, this adept in sound sense, in spite of all his assumed and cheaply acquired wisdom, is not exempt from wandering inadvertently beyond objects of experience into the field of chimeras. He is often deeply enough involved in them, though in announcing everything as mere probability, rational conjecture, or analogy, he gives by his popular language a color to his groundless pretensions.

§ 32. Since the oldest days of philosophy inquirers into pure reason have conceived, besides the things of sense, or appearances (phenomena), which make up the sensible world, certain creations of the understanding (Verstandeswesen), called noumena, which should constitute an intelligible world. And as appearance and illusion were by those men identified (a thing which we may well excuse in an undeveloped epoch), actuality was only conceded to the creations of thought.

And we indeed, rightly considering objects of sense as mere appearances, confess thereby that they are based upon a thing in itself, though we know not this thing in its internal constitution, but only know its appearances, viz., the way in which our senses are affected by this unknown something. The understanding therefore, by assuming appearances, grants the existence of things in themselves also, and so far we may say, that the representation of such things as form the basis of phenomena, consequently of mere creations of the understanding, is not only admissible, but unavoidable.

Our critical deduction by no means excludes things of that sort (noumena), but rather limits the principles of the Aesthetic (the science of the sensibility) to this, that they shall not extend to all things, as everything would then be turned into mere appearance, but that they shall only hold good of objects of possible experience. Hereby then objects of the understanding are granted, but with the inculcation of this rule which admits of no exception: "that we neither know nor can know anything at all definite of these pure objects of the understanding, because our pure concepts of the understanding as well as our pure intuitions extend to nothing but objects of possible experience, consequently to mere things of sense, and as soon as we leave this sphere these concepts retain no meaning whatever."

§ 33. There is indeed something seductive in our pure concepts of the understanding, which tempts us to a transcendent use, – a use which transcends all possible experience. Not only are our concepts of substance, of power, of action, of reality, and others, quite independent of experience, containing nothing of sense appearance, and so apparently applicable to things in themselves (noumena), but, what strengthens this conjecture, they contain a necessity of determination in themselves, which experience never attains. The concept of cause implies a rule, according to which one state follows another necessarily; but experience can only show us, that one state of things often, or at most, commonly, follows another, and therefore affords neither strict universality, nor necessity.