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The German Classics of the Nineteenth and Twentieth Centuries, Volume 01
IPHIGENIA
Think on thy promise; let thy heart be mov'dBy what a true and honest tongue hath spoken!Look on us, king! an opportunityFor such a noble deed not oft occurs.Refuse thou canst not,—give thy quick consent.THOAS
Then go!IPHIGENIA
Not so, my king! I cannot partWithout thy blessing, or in anger from thee,Banish us not! the sacred right of guestsStill let us claim: so not eternallyShall we be sever'd. Honor'd and belov'dAs mine own father was, art thou by me;And this impression in my soul abides,Let but the least among thy people bringBack to mine ear the tones I heard from thee,Or should I on the humblest see thy garb,I will with joy receive him as a god,Prepare his couch myself, beside our hearthInvite him to a seat, and only askTouching thy fate and thee. Oh, may the godsTo thee the merited reward impartOf all thy kindness and benignity!Farewell! O turn thou not away, but giveOne kindly word of parting in return!So shall the wind more gently swell our sails,And from our eyes with soften'd anguish flow,The tears of separation. Fare thee well!And graciously extend to me thy hand,In pledge of ancient friendship.THOAS (extending his hand)
Fare thee well!* * * * *THE FAUST LEGEND FROM MARLOWE TO GOETHE
By KUNO FRANCKE, PH.D., LL.D., LITT.D.
Professor of the History of German Culture, Harvard University
The Faust legend is a conglomerate of anonymous popular traditions, largely of medieval origin, which in the latter part of the sixteenth century came to be associated with an actual individual of the name of Faustus whose notorious career during the first four decades of the century, as a pseudo-scientific mountebank, juggler and magician can be traced through various parts of Germany. The Faust Book of 1587, the earliest collection of these tales, is of prevailingly theological character. It represents Faust as a sinner and reprobate, and it holds up his compact with Mephistopheles and his subsequent damnation as an example of human recklessness and as a warning to the faithful.
From this Faust Book, that is from its English translation, which appeared in 1588, Marlowe took his tragedy of Dr. Faustus (1589; published 1604). In Marlowe's drama Faust appears as a typical man of the Renaissance, as an explorer and adventurer, as a superman craving for extraordinary power, wealth, enjoyment, and worldly eminence. The finer emotions are hardly touched upon. Mephistopheles is the medieval devil, harsh and grim and fierce, bent on seduction, without any comprehension of human aspirations. Helen of Troy is a she-devil, and becomes the final means of Faust's destruction. Faust's career has hardly an element of true greatness. None of the many tricks, conjurings and miracles, which Faust performs with Mephistopheles' help, has any relation to the deeper meaning of life. From the compact on to the end hardly anything happens which brings Faust inwardly nearer either to heaven or hell. But there is a sturdiness of character and stirring intensity of action, with a happy admixture of buffoonery, through it all. And we feel something of the pathos and paradox of human passions in the fearful agony of Faust's final doom.
The German popular Faust drama of the seventeenth century and its outgrowth the puppet plays, are a reflex both of Marlowe's tragedy and the Faust Book of 1587, although they contain a number of original scenes, notably the Council of the Devils at the beginning. Here again, the underlying sentiment is the abhorrence of human recklessness and extravagance. In some of these plays, the vanity of bold ambition is brought out with particular emphasis through the contrast between the daring and dissatisfied Faust and his farcical counterpart, the jolly and contented Casperle. In the last scene, while Faust in despair and contrition is waiting for the sound of the midnight bell which is to be the signal of his destruction, Casperle, as night watchman, patrols the streets of the town, calling out the hours and singing the traditional verses of admonition to quiet and orderly conduct.
To the sixteenth and seventeenth centuries, then, Faust appeared as a criminal who sins against the eternal laws of life, as a rebel against holiness who ruins his better self and finally earns the merited reward of his misdeeds. He could not appear thus to the eighteenth century. The eighteenth century is the age of Rationalism and of Romanticism. The eighteenth century glorifies human reason and human feeling. The right of man and the dignity of man are its principal watchwords. Such an age was bound to see in Faust a champion of freedom, nature, truth. Such an age was bound to see in Faust a symbol of human striving for completeness of life.
It is Lessing who has given to the Faust legend this turn. His Faust, unfortunately consisting only of a few fragmentary sketches, is a defense of Rationalism. The most important of these fragments, preserved to us in copies by some friends of Lessing's, is the prelude, a council of devils. Satan is receiving reports from his subordinates as to what they have done to bring harm to the realm of God. The first devil who speaks has set the hut of some pious poor on fire; the second has buried a fleet of usurers in the waves. Both excite Satan's disgust. "For," he says, "to make the pious poor still poorer means only to chain him all the more firmly to God"; and the usurers, if, instead of being buried in the waves, they had been allowed to reach the goal of their voyage, would have wrought new evil on distant shores. Much more satisfied is Satan with the report of a third devil who has stolen the first kiss from a young innocent girl and thereby breathed the flame of desire into her veins; for he has worked evil in the world of the spirit and that means much more and is a much greater triumph for hell than to work evil in the world of bodies. But it is the fourth devil to whom Satan gives the prize. He has not done anything as yet. He has only a plan, but a plan which, if carried out, would put the deeds of all the other devils into the shade—the plan "to snatch from God his favorite." This favorite of God is Faust, "a solitary, brooding youth, renouncing all passion except the passion for truth, entirely living in truth, entirely absorbed in it." To snatch him from God—that would be a victory, over which the whole realm of night would rejoice. Satan is enchanted; the war against truth is his element. Yes, Faust must be seduced, he must be destroyed. And he shall be destroyed through his very aspiration. "Didst thou not say, he has desire for knowledge? That is enough for perdition!" His striving for truth is to lead him into darkness. Under such exclamations the devils break up, to set about their work of seduction; but, as they are breaking up, there is heard from above a divine voice: "Ye shall not conquer."
It cannot be denied that Goethe's earliest Faust conception, the so-called Ur-Faust of 1773 and '74, lacks the wide sweep of thought that characterizes these fragments of Lessing's drama. His Faust of the Storm and Stress period is essentially a Romanticist. He is a dreamer, craving for a sight of the divine, longing to fathom the inner working of nature, drunk with the mysteries of the universe. But he is also an unruly individualist, a reckless despiser of accepted morality; and it is hard to see how his relation with Gretchen, which forms by far the largest part of the Ur-Faust, can lead to anything but a tragic catastrophe. Only Goethe's second Faust conception, which sets in with the end of the nineties of the eighteenth century, opens up a clear view of the heights of life.
Goethe was now in the full maturity of his powers, a man widely separated from the impetuous youth of the seventies whose Promethean emotions had burst forth with volcanic passion. He had meanwhile become a statesman and a philosopher. He had come to know in the court of Weimar a model of paternal government, conservative yet liberally inclined, and friendly to all higher culture. He had found in his truly spiritual relation to Frau von Stein a safe harbor for his tempestuous feelings. He had been brought face to face, during his sojourn in Italy, with the wonders of classic art. The study of Spinoza and his own scientific investigations had confirmed him in a thoroughly monistic view of the world and strengthened his belief in a universal law which makes evil itself an integral part of the good. The example of Schiller as well as his own practical experience had taught him that the untrammelled living out of personality must go hand in hand with incessant work for the common welfare of mankind. All this is reflected in the completed Part First of 1808; it finds its most comprehensive expression in Part Second, the bequest of the dying poet to posterity.
Restless endeavor, incessant striving from lower spheres of life to higher ones, from the sensuous to the spiritual, from enjoyment to work, from creed to deed, from self to humanity—this is the moving thought of Goethe's completed Faust. The keynote is struck in the "Prologue in Heaven." Faust, so we hear, the daring idealist, the servant of God, is to be tempted by Mephisto, the despiser of reason, the materialistic scoffer. But we also hear, and we hear it from God's own lips, that the tempter will not succeed. God allows the devil free play, because he knows that he will frustrate his own ends. Faust will be led astray—"man errs while he strives"; but he will not abandon his higher aspirations; through aberration and sin he will find the true way toward which his inner nature instinctively guides him. He will not eat dust. Even in the compact with Mephisto the same ineradicable optimism asserts itself. Faust's wager with the devil is nothing but an act of temporary despair, and the very fact that he does not hope anything from it shows that he will win it. He knows that sensual enjoyment will never give him satisfaction; he knows that, as long as he gives himself up to self-gratification, there will never be a moment to which he would say: "Abide, thou art so fair!" From the outset we feel that by living up to the very terms of the compact, Faust will rise superior to it; that by rushing into the whirlpool of earthly experience and passion, his being will be heightened and expanded.
And thus, everything in the whole drama, all its incidents and all its characters, become episodes in the rounding out of this grand, all-comprehensive personality. Gretchen and Helena, Wagner and Mephisto, Homunculus and Euphorion, the Emperor's court and the shades of the Greek past, the broodings of medieval mysticism and the practical tasks of modern industrialism, the enlightened despotism of the eighteenth century and the ideal democracy of the future—all this and a great deal more enters into Faust's being. He strides on from experience to experience, from task to task, expiating guilt by doing, losing himself and finding himself again. Blinded in old age by Dame Care, he feels a new light kindled within. Dying, he gazes into a far future. And even in the heavenly regions he goes on ever changing into new and higher and finer forms. It is this irrepressible spirit of striving which makes Goethe's Faust the Bible of modern humanity.
INTRODUCTION TO FAUST
BY CALVIN THOMAS, LL.DProfessor of Germanic Languages and Literatures, Columbia University
The central theme of Goethe's Faust may be put in the form of a question thus: Shall a man hate life because it does not match his dreams, or shall he embrace it eagerly and try to make the best of it as a social being? Goethe's answer is at once scientific and religious, which partly explains its vital interest for the modern man. To be sure, his answer is given at the end of a long symbolic poem which contains much that is not exactly relevant to the main issue. It must never be forgotten that Faust is not the orderly development of a thesis in ethics, but a long succession of imaginative pictures. Some of them may seem too recondite and fantastic to meet our present-day demand for reality, but on the whole the poem deals with vital issues of the human spirit. At the end of it Faust arrives at a noble view of life, and his last words undoubtedly tell how Goethe himself thought that a good man might wish to end his days—unsated with life to the final moment, and expiring in an ecstasy of altruistic vision.
Goethe was about twenty years old when his imagination began to be haunted by the figure of the sixteenth century magician Doctor Faust. In 1772 or 1773 he commenced writing a play on the subject, little thinking of course that it would occupy him some sixty years. The old legend is a story of sin and damnation. Faust is represented as an eager student impelled by intellectual curiosity to the study of magic. From the point of view of the superstitious folk who created the legend this addiction to magic is itself sinful. But Faust is bad and reckless. By the aid of his black art he calls up a devil named (in the legend) Mephostophiles with whom he makes a contract of service. For twenty-four years Faust is to have all that he desires, and then his soul is to go to perdition. The contract is carried out. With the Devil as comrade and servant he lords it over time and space, feeds on the fat of the land, travels far and wide, and does all sorts of wonderful things. At the end of the stipulated time the Devil gets him.
From the very beginning of his musings on the theme Goethe thought of Faust as a man better than his reputation; as a misunderstood truth-seeker who had dared the terrors with which the popular imagination invested hell, in order that he might exhaust the possibilities of this life. Aside from his desire of transcendental knowledge and wide experience, there was a third trait of the legendary Faust which could hardly seem to Goethe anything but creditable to human nature: his passion for antique beauty. According to the old story Faust at one time wishes to marry; but as marriage is a Christian ordinance and he has forsworn Christianity, the Devil gives him, in place of a lawful wife, a fantom counterfeit of Helena, the ancient Queen of Beauty. The lovely fantom becomes Faust's paramour and bears him a remarkable son called Justus Faustus.
What wonder if the young Goethe, himself disappointed with book-learning, eager for life, and beset by vague yearnings for mystic insight into the nature of things, saw in Faust a symbol of his own experience? But as soon as he began to identify himself with his hero it was all up with Faust's utter damnableness: a young poet does not plan to send his own soul to perdition. At the same time, he could not very well imagine him as an out-and-out good man, since that would have been to turn the legend topsy-turvy. The league with the Devil, who would of course have to be conceived as in some sense or other an embodiment of evil, was the very heart of the old story.
At first Goethe planned his drama on lines that had little to do with traditional ideas of good and bad, heaven and hell, God and Devil. Faust is introduced as a youngish professor who has studied everything and been teaching for some ten years, with the result that he feels his knowledge to be vanity and his life a dreary routine of hypocrisy. He resorts to magic in the hope of—what? It is important for the understanding of the poem in its initial stages to bear in mind that Faust is not at first a votary of the vulgar black art which consists in calling up bad spirits and doing reprehensible things by their assistance. Further on he shows that he is a master of that art too, but at first he is concerned with "natural magic," which some of the old mystics whom Goethe read conceived as the highest and divinest of sciences. The fundamental assumption of natural magic is that the universe as a whole and each component part of it is dominated by an indwelling spirit with whom it is possible for the magician to get into communication. If he succeeds he becomes "like" a spirit—freed from the trammels of the flesh, a partaker of divine knowledge and ecstatic happiness.
Pursuing his wonderful vagaries by means of a magic book that has come into his possession, Faust first experiments with the "sign" of the Macrocosm, but makes no attempt to summon its presiding genius, that is, the World-spirit. He has a wonderful vision of the harmonious Cosmos, but it is "only a spectacle," whereas he craves food for his soul. So he turns to the sign of the Earth-spirit, whom he feels to be nearer to him. By an act of supreme daring he utters the formula which causes the Spirit to appear in fire—grand, awe-inspiring, terrible. A colloquy ensues at the end of which the Spirit rebuffs the presumptuous mortal with the words: "Thou art like the spirit whom thou comprehendest, not like me"—and disappears. The meaning is that Faust, who knows very little of the Earth, having always led the narrow life of a brooding scholar in one little corner of it, is not fit for intimacy with the mighty being who presides over the entire planet, with its rush and change, its life and death, its vast and ceaseless energy. He must have a wider experience. How shall he get it?
It is a moot question whether Goethe at first conceived Mephistopheles as the Earth-spirit's envoy, sent for the express purpose of showing Faust about the world, or whether the Devil was thought of as coming of his own accord. Be that as it may, Faust is an experience-drama, and the Devil's function is to provide the experience. And he is a devil, not the Devil, conceived as the bitter and malignant enemy of God, but a subordinate spirit whose business it is, in the world-economy, to spur man to activity. This he does partly by cynical criticism and opposition, but more especially by holding out the lures of the sensual life. At first Mephistopheles was not thought of as working solely for a reward in the shape of souls captured for eternity, but as playing his part for the diabolical pleasure of so doing. In the course of time, however, Goethe invested him more and more with the costume and traits of the traditionary Devil.
After the Earth-spirit's rebuff Faust is in despair. He has set all his hope on help from the spirit-world, and the hope has failed. His famulus Wagner, a type of the ardent and contented bookworm, comes in to get instruction on the art of public speaking, and Faust lays down the law to him. After Wagner's exit Faust is hopelessly despondent. After a mournful arraignment of life he is about to swallow a cup of poison that he has concocted, when his hand is staid by the first notes of the Easter celebration in a neighboring church. It reminds him of his happy youth when he, too, believed.
The coming day is Easter Sunday. Faust and Wagner take an afternoon walk together and witness the jollity of the common people. As they are about to return home at nightfall they pick up a casual black dog that has been circling around them. Arrived in his comfortable study, Faust feels more cheerful. In a mood of religious peace he sets about translating a passage of the New Testament into German. The dog becomes uneasy and begins to take on the appearance of a horrid monster. Faust sees that he has brought home a spirit and proceeds to conjure the beast. Presently Mephistopheles emerges from his canine disguise in the costume of a wandering scholar. Faust is amused. He enters into conversation with his guest and learns something of his character. A familiar acquaintance ensues, and one day the Devil finds him once more in a mood of bitter despair, advises him to quit the tedious professorial life, and offers to be his comrade and servant on a grand tour of pleasure. After some bickering they enter into a solemn agreement according to which Faust's life is to end whenever he shall "stretch himself on a bed of ease," completely satisfied with the passing moment, and shall say to that moment, "Pray tarry, thou art so fair."
We see that the Devil can win in only one way, namely, by somehow making Faust a contented sensualist. On the other hand, Faust may win in either of two ways. First, he might conceivably go on to his dying day as a bitter pessimist at war with life. In that event he would certainly never be content with the present moment. Secondly, he may outgrow his pessimism, but never come to the point where he is willing to check the flight of Time; when, that is, he shall have no more plans, hopes, dreams, that reach into the future and seem worth living for. The question is, then, whether Mephistopheles, by any lure at his command, can subdue Faust's forward-ranging idealism. The Devil expects to win; Faust wagers his immortal soul that the Devil will not win. In the old story the Devil appears promptly at the end of the twenty-four years, puts his victim to death, and takes possession of his soul. Goethe's Mephistopheles is a gentleman of culture for whom such savagery would be impossible. He will wait until his comrade dies a natural death and then put in his claim in the Devil's fashion; and it will be for the Lord in heaven to decide the case.
Such is the scheme of the drama, but after the compact is made we hear no more of it until just before the end of the Second Part. The action takes the form of a long succession of adventures undertaken for the sake of experience. Duty, obligation, routine, have been left behind. Faust has nothing to do but to go about and try experiments—first in the "little world" of humble folk (the remainder of Part First), and then in the "great world" of court life, government, and war (the Second Part).
By way of beginning Faust is taken to Auerbach's Cellar, where four jolly companions are assembled for a drinking-bout. He is simply disgusted with the grossness and vulgarity of it all. He is too old—so the Devil concludes—for the rôle he is playing and must have his youth renewed. So they repair to an old witch, who gives Faust an elixir that makes him young again. The scene in the witch's kitchen was written in Italy in 1788, by which time Goethe had come to think of his hero as an elderly man. The purpose of the scene was to account for the sudden change of Faust's character from brooding philosopher to rake and seducer. Of course the elixir of youth is at the same time a love-philter.
Then come the matchless scenes that body forth the short romance of Margaret, her quick infatuation, her loss of virgin honor, the death of her mother and brother, her shame and misery, her agonizing death in prison. Here we are in the realm of pure realism, and never again did Goethe's art sound such depths of tragic pathos. The atmosphere of the love-tragedy is entirely different from that of the Faust-legend. Mephistopheles as the abettor of Faust's amorous passion has no need of magic. The rôle of Faust—that of a man pulled irresistibly by sexual passion, yet constantly tormented by his conscience—is repulsive, but very human. As he stands before the prison gate he says that "the whole sorrow of mankind" holds him in its grip. But this is a part of what he wished for. He wished for universal experience—to feel in his own soul all the weal and all the woe of humankind. At the end of the First Part he has drained the cup of sin and suffering.
