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The Honourable Company
The Honourable Company
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The Honourable Company

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Like later exiles, Cross soon discovered that penguins were poor company and rank eating, and that escaping from Robben Island could be difficult. Their boat was ‘split in pieces’ and a raft constructed in its stead proved far from satisfactory. While paddling out to rendezvous with the New Year’s Gift in February 1616 it was upset by two whales. ‘Terrified with the whales and benummed with water’ Cross somehow regained the island and ‘having shifted a shirt and refreshed himself’ tried again. He seemed to be making fair progress, then suddenly disappeared ‘which is the last newes of him’.

With Cross gone, his followers made it known that they would rather return to Newgate than continue the unequal struggle. The New Year’s Gift gave passage to three of them and the rest seem to have got aboard a passing Portuguese ship. When news of their failure reached a second consignment of deportees they begged that rather than be abandoned in Africa they be hanged from the yard-arm. Instead they were landed at Bantam, which was much the same thing. Meanwhile Coree and his people enjoyed a few more precious years in undisputed possession of their homeland.

In 1620, with James I taking a lively interest in East India Company affairs as a result of the Anglo-Dutch Treaty of Defence, Saldania was unofficially annexed by the Company on behalf of the Crown. Andrew Shilling, commander of the London, performed the honours by issuing to the empty veldt ‘a solemn publication of His Majesty’s title’ and causing the erection of ‘King James his mount’ at Table Bay. But no fort was built and no English were settled. It was purely a tactical move designed to pre-empt the Dutch ‘since no European power had at this time claimed a right to that part of the coast of Africa’. Coree was eventually superseded by Hadah who after picking up some English at Bantam was deposited on Robben Island, there to act as the Company’s ‘postman’. Whenever a ship anchored in the Bay he quickly donned jacket and hose and pushed past the penguins with whatever messages had been left in his care. Not till 1652 and Cromwell’s Anglo-Dutch war was a permanent station established. Five years later the first colonists began erecting their homesteads. They were Dutch. A century and a half would elapse before the Company’s claims, based on the adventures of Coree and Cross and the opportunism of Andrew Shilling, would be revived.

ii

Although for much of the seventeenth century the Dutch and English were bitter rivals throughout the East, on the long voyage to and from Europe hostilities were usually suspended. At the Cape and at St Helena ships of the London Company amicably exchanged news and provisions with those of the V.O.C. Hadah was postman for both Companies; and occasionally Dutch and English ships actually sailed together.

This was not the case with the Portuguese. Anywhere outside European waters Spain/Portugal continued to regard the ships of the Protestant powers as little better than pirates and, peace treaties notwithstanding, they jealously maintained the exclusive character of their eastern bases. In the Arabian Sea further English endeavours at Surat and Swalley between 1612 and 1620 were seen as a direct challenge to Portugal’s maritime supremacy on the very threshold of its eastern metropolis at Goa. The Portuguese would respond vigorously. But once again a purely Indo-centric reading of these engagements is misleading. At stake was a dominant role not just in India’s external trade but in that of all the trading coasts of the Arabian Sea including the Red Sea and the Persian Gulf. Naval battles in the Gulf of Cambay would have counted for little had not the Portuguese also been challenged at Hormuz, Goa, and a host of lesser ports from the coast of Mozambique to that of Malabar. Hostilities would last for twenty years; and they would embrace the whole trading world between Africa and India.

In 1612, blissfully ignorant of Sir Henry Middleton’s débâcles at Mocha and Surat, the Company had despatched two more ships for Surat, the Twelfth Voyage, under the command of Thomas Best, a highly experienced master mariner. The commander, or ‘General’, of an East India Company fleet controlled two distinct establishments, the one nautical and headed by his subordinate captains and masters and the other commercial and headed by one or more chief merchants. Almost invariably commanders were appointed on the strength of their performances during a previous voyage; and usually they were merchants who had thus acquired some knowledge of navigation. Hence the ideal commander should be part sailor, part merchant and, if possible, part ‘man of fashion and good respect’. But Thomas Best was just a sailor. Presumably the loss of the Ascension had convinced the directors that amongst Gujarat’s treacherous mud banks navigational skills were more important than social graces. The difference is evident in Best’s journal which triumphantly belies the idea that seventeenth-century travelogues were necessarily discursive and entertaining. True to his calling, Best merely kept a log.

Terse and laconic as it is, it is nevertheless odd that this document contains no mention of the fleet’s first contact with the Portuguese which occurred in the Mozambique channel north of Madagascar. In what may be a reference to it, Best elsewhere refers to ‘the goodliest ship thatt ever I sawe’ as being a Portuguese carrack ‘with a tower of ordnance beseeming a castell’. From the journal of one of his subordinates it appears that there were in fact two such ships off Madagascar, each of over 1500 tons and each intent on putting its tower of ordnance to good use. Broadsides were exchanged and at least three Portuguese killed before Best ‘steered away his course’. ‘For yt was contrarie to commission to meddle with them in respecte of peace we have with their king.’ But the English crews were ‘prepared to feight’ and if they felt somewhat cheated by Best’s delicacy, their rancour would be short-lived.

Best reached the mouth of the Tapti river in September 1612, only six months after Middleton had been ordered to sea by Mukarrab Khan. The news that all the English factors had been withdrawn was depressing enough but when word arrived of Middleton’s retaliatory activities in the Red Sea, Best despaired. The news affected him ‘like a drinke of cold water to a man on a cold and frostie morning’. Already two of his factors had been captured by the Portuguese. As soon as he could secure their release he was all for beating a hasty retreat towards Bantam.

But his remaining factors were more sanguine and Best, reckoning they knew their own business best, sensibly deferred to them. It seemed that for once the Moghul officials were being positively obliging. Perhaps they were worried that Best might follow Middleton’s example and blockade their shipping in the Red Sea. Perhaps they had simply reevaluated the advantages of a new trading partner and a new source of largesse. At all events a farman granting interim trading rights was immediately forthcoming, a promise was made that within forty days it would be ratified by Jehangir, and the English were invited to send another representative to Agra to negotiate a permanent agreement. It was as if the dismissals of Hawkins and Middleton had all been a terrible mistake. Within days of the fleet’s arrival new emissaries and a new letter from King James were on their way to Court. So were some of the presents known to please the dilettante emperor. There were paintings ‘espetially such as discover Venus’ and Cupid’s actes’ and there were various musical instruments in the care of Lancelot Canning, a virtuoso on the virginals, and Robert Trully, a cornettist. The latter found high favour with Jehangir. He converted to Islam and eventually blew his cornet in half the courts of India. Not so Lancelot Canning. The virginals proved too insipid for Moghul tastes and the mortified Canning, a distant kinsman of India’s future Viceroy, is described as having ‘dyed of conceitt’.

Best meanwhile repaired to Swalley to await Jehangir’s confirmation of the farman. As usual during any period in port the crews took to drinking and gambling. Even at ill-appointed Swalley Hole two men were ducked from the yard-arm for swimming ashore on the Sabbath and getting ‘drinking drunke with whores ashore’. Instructions issued to the commanders of all Company fleets proscribed such conduct in the most vigorous terms. But as with the injunctions against private trade, those against blasphemy, gaming and drunkenness were habitually ignored. They may be seen as implying not that the English seafarer of the seventeenth century was a God-fearing paragon of Puritan virtues but exactly the opposite.

It took the arrival of an impressive Portuguese fleet to bring the Swalley revellers to their senses. There were four galleons (warships, smaller than the cargo-carrying carracks but larger than any of the English vessels) and twenty-five inshore frigates. They had been dispatched from Goa and their instructions were to disperse the new English challenge by force of arms.

In the engagements that followed – and in those fought by ships of Richard Downton’s fleet two years later – the Portuguese were apparently the stronger. They had more ships and their ships had more men. They were also larger and, under full sail, faster. But they were of deeper draught, less manoeuvrable, poorly crewed, and under-gunned. Portuguese tactics still relied heavily on grappling-irons and fire-ships, the idea being to panic the enemy and then get alongside him for a full-blooded boarding in which higher superstructures and numerical superiority must prove decisive.

But all this assumed that men-of-war were just floating castles and that their defenders would always heave to and fight it out. This was not how the English had frustrated the Armada and, according to a disgruntled Portuguese account, it was not how Best chose to conduct his battles in the Gulf of Cambay.

The reason [for the Portuguese failure] was that the enemy’s [i.e. the English] vessels drew less water and thus could retreat or attack when they pleased, not making it a point of honour never to show their backs as did our men; for being ships of war we should feel it a great disgrace to avoid an encounter, while they, relying only on artillery fire from a distance, withdrew or came on as they pleased thanks to the hardiness of their vessels which were well-fitted and better sailers than ours.

Although the Portuguese galleons never got within grappling-iron distance of Best’s ships they did manage to surprise the Merchant’s Hope of Downton’s fleet. Swordsmen swarmed aboard her and a desperate struggle ensued. Three times the English appeared to be done for, and it was only thanks to the timely arrival of their whole fleet that the boarders were finally repelled. The ship had been dismasted and would require an elaborate refit. ‘I never sawe menn fight with greater resolution than the Portingales’, declared Downton; in no way could they be ‘taxed with cowardice as some have done.’

But this close encounter was the exception. For the most part the English persisted with their gun-boat tactics, keeping at a safe distance and exploiting wind and tide to manoeuvre over the mud banks and swoop in open water. All the aggression came from the gunners. ‘We began to play upon their Vice-Admiral with great and small shott’, writes Best of his first engagement. In the second the Red Dragon (Lancaster’s old flagship) ‘steered from one to another and gave them such banges as maid their verie sides crack’. Her sister ship, the Hosiander, is described as ‘dancing the hay’ amongst the enemy or, better still since her master was a certain Nathaniel Salmon, as ‘swimming, frisking lightly (but not without effect), and leaping about these huge whale carkasses’. Among the English, losses were negligible, typically three or four dead and as many injured. The Portuguese fared worse but since no large ships were either sunk or captured, estimates of several hundred dead were probably exaggerated. There would be sterner battles between the English and the Portuguese but they were not fought in the waters off Surat and are therefore often ignored in histories of the Company’s doings in India.

Best outsmarted the Portuguese in two two-day encounters and Downton in a series of protracted skirmishes. The factors naturally took great delight in these victories. Besides confounding their commercial rivals, they had made a most salutary impression on the Moghul authorities. Best’s second assault was watched by a whole Moghul army which lined the shore and later ‘divulged the same farre and near to our nation’s great fame’. Yet at the time both Best and Downton, mindful of the Company’s instruction to avoid hostilities, were reluctant warriors. Best could see no prospect of either loot or lasting commercial advantage and to provide his men with some token of appreciation for their bravery he was obliged to waylay a number of innocent Malabar dhows. The moment the Portuguese backed off he too was all for withdrawing and hastening to Bantam to proceed with the main business of his voyage. Only the urgent protestations of Thomas Aldworth, one of his factors, persuaded him to wait on for Jehangir’s confirmation of the farman and then to leave behind goods and factors at Surat.

Aldworth was immensely optimistic about prospects for trade at Surat. It was, he told the Company in a letter of January 1613, ‘the fountainhead from which we may draw all the trade of the East Indies, for we find here merchandise we can take and sell in nearly all parts of the Indies and in England’. Moreover he hazarded that it could all be paid for with exports of English broadcloth. Best was too ‘incredulous’; in other words he was unconvinced. Profits – his own as well as the Company’s – lay in pepper and spices. He proved his point by eventually showing a handsome return on the investment for his voyage and a colossal profit on his own investment. On his private stock of pepper the freight charges alone would be estimated at £300 and in the wake of his returning fleet the Channel ports were said to be awash with contraband spices. He was saved from prosecution only by the celebrity that attached to his victories over the Portuguese.

Aldworth’s expectations of driving a brisk trade in broadcloth soon proved mistaken. Some was sold as horse blankets – or as their elephant equivalents – but in India as in Japan English tweed never caught on as human apparel. Nevertheless the Indian trade prospered. Indigo, the blue dye obtained from a species of vetch, and of course the usual cornucopia of Indian cottons were readily available and sold well both in the Indonesian archipelago and, increasingly, in England. The Merchant’s Hope, refitted after the Portuguese attack, was the first vessel to sail straight from Surat to England where her cargo of mainly cotton goods was quickly disbursed. Instead of English tweeds revolutionizing Eastern fashions, Indian cottons were about to invade English domestic life. Napkins and table-cloths, bed sheets and soft furnishings, not to mention underwear and dress fabrics, quite suddenly became indispensable to every respectable household. A new vocabulary of chintzes and calicoes, taffetas, muslins, ginghams and cashmeres entered everyday use. Having first invaded the larder, Eastern produce was about to take over the linen cupboard.

iii

In 1614 the Indian trade was particularly profitable thanks to a temporary falling out between the Emperor and his Portuguese allies which led to an embargo on Portuguese shipping. Cottons became cheaper, indigo plentiful.

At about the same time the Company in London voted to end the system of a separate subscription for each voyage and to replace it with what is usually called the First Joint Stock (1613-16). The joint-stock principle of corporate investment had of course applied to the separate voyages; and in that some of these subscriptions had been extended to include a second voyage while others had been subject to long delays before they could be finally wound up, subscribers had seldom received the quick return which they had anticipated. The First Joint Stock, which was to finance a fleet every year for four years, did not therefore represent a very significant change from the shareholders’ point of view. As with subsequent issues – the Second Joint Stock (1617-22), etc – subscriptions were called in by yearly instalments and dividends paid out in the same way. But it did ensure greater continuity of investment; it enabled the Court of Committees to plan operations over a longer period; and, above all, it promised to end that spectacle, so prevalent at Bantam and to a lesser extent in India, of voyages undercutting one another and of rival factors squabbling over cargoes.

With a view to reorganizing and integrating its various overseas establishments in the light of this development, the Company dispatched William Keeling in 1614 with a supervisory authority to appoint regional Agents, later known as Presidents or Governors. A year later, with encouraging news of Best’s activities at Surat, the Company judged the time right to step up its investment in India; and to match Portuguese influence there, the directors hit on the idea of appealing to King James to appoint an ambassador to the court of Jehangir. This was a novel departure, especially in the context of oriental diplomacy which scarcely recognized commerce as a legitimate reason for accreditation. It seemed sensible enough, though, to King James, especially when the Company volunteered to meet all the ambassadorial expenses. Accordingly, armed with suitable presents and a long list of demands, in 1615 Sir Thomas Roe sailed for Surat. It was, according to most accounts, ‘the turning point in the history of the British in Western India’ and ‘a landmark in the relations between England and India’.

For once the directors had broken their resolution to consort only with ‘men of their own quality’. Roe, a courtier, diplomat and sometime Member of Parliament, described himself as ‘a man of quality’ which, as he proceeded to demonstrate, was a very different thing. When the Governor of Surat received him sitting down and advised him of the usual customs inspection and body search, Roe simply gathered up his entourage and returned to the fleet. Clearly the Indians did ‘not sufficiently understand the rights belonging to my qualitye’; for ‘my king’s honour was engaged more deeply than I did expect and I was resolved to rectifye all or lay my life and fortune both in the ground’. Too many money-grubbing factors – like Hawkins – had been posing as ambassadors. Roe had to make the difference in ‘quality’ plain. He saw his job as ‘repayring a ruined house and making streight that which was crooked’ by, in both speech and conduct, conveying an altogether more exalted and dignified impression of English society and sovereignty. He would make no secret of his contempt for India; it was ‘the dullest, basest place that ever I saw and maketh me weary of speaking of it’. Nor would he brook any nonsense from Moghul officials who ‘triumph over such as yield but are humble enough when they are held up’.

In such utterances there is more than a hint of that distasteful conviction of moral superiority which would one day characterize imperialistic jingo. And perhaps some sense of affinity with Roe explains the enormous importance attached to his mission in later accounts of British beginnings in India. But Roe’s posturing was based on ‘quality’ and class consciousness, not colour and race consciousness. If he was scathing about Jehangir’s subordinates he was no less disdainful of the English factors. In Gujarat, as at Bantam, representatives of the different Company voyages had been quarrelling. Roe was expected to act as peacemaker. In the event it was the universal distrust of his motives and conduct, plus the death of Aldworth (after two years of dysentery he was described as ‘more like an anatomy than a man’), which did most to unite the factors.

With matters of protocol at Surat still unresolved, Roe proceeded inland with a growing list of complaints to lay before the Emperor plus the terms of a rather one-sided treaty of trade and friendship which he hoped to persuade the Emperor to sign. His sobriety and high principles created a favourable impression. Jehangir ‘had never used any ambassadour with so much respect’, he reported. Aloof to the point of priggishness he shunned any imperial camaraderie that might prejudice his own dignity and proved more than a match for the Portuguese representatives. But during three long and weary years at court he failed to secure the desired treaty, he further alienated most of the Company’s factors, and he very nearly sabotaged the one encouraging development of the period. When his term of office ended he was generously applauded by both King and Company but it is significant that a successor was never sought and indeed Roe himself advised against it. ‘My qualitye either begets you enemies or suffers unworthily’, he told the directors; a consul on 1000 rupees a year ‘will serve you better than ten ambassadours’. Jehangir opposed any treaty that would impose limitations on his autocratic behaviour, and his court was no place for a selfless public servant; ‘no conversation,’ moaned Roe, ‘…no such entertainment as my qualitye requireth’.

In matters of trade the Ambassador’s commission forbade him to interfere with the English factors. Although he eventually prevailed on the Company to change this, and although he frequently expressed his commercial opinons with much cogency, they were neither consistent nor convincing. The man who is often credited with having established the Company’s affairs in India on a sound commercial basis in fact condemned what he called ‘the errour of factories’, advised against opening trade with Bengal and Sind (although he had at first favoured both and, from Masulipatnam, Antheuniss was strongly urging the case of Bengal) and took the gloomiest possible view of future prospects. Because English exports, other than bullion, were not in great demand in India, the trade ‘must fall to the ground by the weakness of its own legs’. ‘I hope not in success but I would not the failing were on my part’. At one point he was all for abandoning Surat as the main English port, at another he was asking for permission to build a fort there. Yet, in an oft quoted and supposedly prophetic passage, he strongly advised against fortified settlements. ‘If he [Prince Kurram, the future Shah Jehan] would offer me ten I would not accept one…for without controversy it is an errour to affect garrisons and land warrs in India’. He was thinking of the Portuguese whose ‘many rich residences and territoryes’ were the ‘beggering’ of their trade. ‘Lett this be received as a rule, that if you will profitt, seek it at sea and in quiett trade.’

This quiet maritime trade was, however, to include gratuitous assaults on both Moghul and Portuguese shipping ‘for the offensive is both the nobler and safer part’. ‘We must chasten these people…’ Goa should be blockaded and ‘if the Mogul’s shipps be taken but once in four years there shall come more clear gayne without loss of honour than will advance in seven years by trade’.

Roe was aware that his own influence at Court had as much to do with English naval prowess as with his supposed ‘qualitye’. In 1616 a fleet from England had again fallen in with a Portuguese carrack off the east African coast. ‘She was a ship of exceeding great bulk and burthen, our Charles though a ship of 1000 tons looking like a pinnace when she was beside her.’ Within an hour of the cannonade beginning Benjamin Joseph, commander of the English fleet, was slain. Again the Portuguese fought gallantly, hanging out a lantern at night so that the English could not accuse them of flight. Next day Captain Pepwell of the Globe, Floris’s old ship, was struck by ‘a great shot in his halfe deck’. His master lost an arm and ‘another had his head shot away’. But the carrack was dismasted and rather than surrender, was run aground on one of the Comoro islands. There she was set on fire to prevent the English extracting her cargo. ‘This is the greatest disaster and disgrace that has ever befallen them’, gloated Roe when he heard the news, ‘for they never lost…any such vessel as this which was esteemed invincible; and without supplies they [i.e. the Portuguese at Goa] perish utterly.’

In the same year William Keeling, while making his supervisory tour of the East, violated another Portuguese preserve by entering the Malabar ports. At Calicut he signed a treaty with the ruler, at Cranganore he left a small factory, and at Quilon he captured a Portuguese vessel. But the Dutch also had an eye on the Malabar trade and it would be some time before it figured prominently in English ambitions. The real trial of strength with the Portuguese was to take place a thousand miles away off the coast of Persia.

iv

Under the great Shah Abbas, Persia had achieved the distinction of being the one Eastern country to reverse the west-east tide of commercial endeavour by actively canvassing its exports, particularly raw silk, in Europe. As the sequel would show, the value of this trade was not inconsiderable. Yet Persia was slow to figure in the reckonings of the London Company.

Interest was first kindled when in 1611 a Persian ambassador presented himself to King James at Hampton Court. Oddly the Shah’s emissary turned out to be an Englishman. Sir Robert Sherley, one of two Catholic brothers who had entered the Shah’s service during the reign of Elizabeth, was also extremely plausible. To end Persia’s dependence on the good will of her Turkish neighbour he sought a contract for the export of raw silk direct from a Persian port to Europe. There was, though, a catch. Payment must be made in bullion and, as well as Turkish resentment, the successful contractor would have to cope with the Portuguese who from their fortress at Hormuz controlled the Persian coast. On the whole the Company, scarcely able to finance its existing trade, felt obliged to decline. But the directors did undertake to provide a passage home for the ambassador, his glamorous Circassian wife and their considerable entourage, plus King James’s ambassador to the Shah, his wife and their entourage. Thus, in 1613, the first Company vessel to sail for Persia was carrying mainly passengers.

After calling at Dhofar in Oman the Expedition somehow managed to overshoot Persia and first attempted to land its distinguished company at Gwadar in ‘the rugged and mouldy land’ of Baluchistan. This was almost a disaster. Far from being loyal Persian subjects as the Sherleys imagined, the Baluchis were in fact at war with the Shah and had every intention of massacring both ambassadors. Fortunately the mistake was discovered in time and the Expedition put back to sea. The next port was Lahribandar in Sind, near the modern Karachi. Here the party was put ashore amid considerable protest. Sir Thomas Powell, the English ambassador, died immediately and was soon followed by his wife, who died in childbirth. Their infant son (probably the first entirely English child to be born in India) survived his parents by only a few days. But the Sherleys fared better; after a visit to Jehangir at Agra, they eventually regained Isfahan, the Persian capital.

It was word of Sherley’s influence there, plus the encouraging reports of an overland traveller called Steel, which alerted the English factors at Surat to the possibilities of the Persian trade. With large stocks of unsaleable broadcloth on their hands they first sent Steel back to Persia to assess the tweed market. Then, in 1616, they dispatched the first vessel to the Persian port of Jask. Sherley had secured from the Shah the necessary farman and the factors were thus willing to take up an initiative that had been scorned by the Company in London.

It was also being scorned by Sir Thomas Roe. In 1615 he had declared Jask the ideal place for selling cloth and buying silk; and in 1618 he would rightly see the Persian silk trade as ‘the best of all India’. But in 1616, because the initiative was coming from the factors, he told them the venture was ‘against all reason’ and ‘at extreme peril and chardge’. Far from deterring the factors this only encouraged them. The James landed her cargo at Jask, the chief factor was well received by Shah Abbas, and factories were opened at Shiraz and Isfahan. Roe continued to try and discredit the venture but in 1618 the first consignment of raw silk reached Surat and eventually London. It sold for three times its cost price. The factors were vindicated.

In the following year the whole Surat fleet went on to Jask and in 1620 Andrew Shilling, he who had just annexed the Cape, also took his four ships into Persian waters. But by now the Portuguese had bestirred themselves. Ruy Freire de Andrade, ‘the Pride of Portugal’, had been dispatched from Lisbon and was awaiting the English fleet off Jask with four ships and numerous frigates. ‘In a word’, recalled one of Shilling’s men, ‘the drums and trumpets summoned us and we went chearfully to the business.’

Persia’s rugged and uncompromising coastline was little suited to wily English tactics. For two days the opposing fleets slogged it out with a murderous exchange of shot and ball, fireworks and bullets. On the second day, ‘while we were wrapt in smoake and sweating in blood’ Shilling was hit. He died in what the English chose to regard as the hour of victory; for ‘not to receive a supper as hot as their dinner’ the Portuguese ships ‘cut their cables and drove with the tide’. The English, who were practically out of ammunition, did not give chase.

Next year John Weddell in command of five ships and as many pinnaces came well prepared. Ruy Freire was known to have received reinforcements and Weddell confidently expected another trial of strength. He was not however expecting to end Portugal’s 100 years of domination in Persian waters and was neither prepared nor authorized for any such offensive.

Just as in south-east Asia Portuguese power hinged on command of the Malacca Straits so in south-west Asia it hinged on command of the Straits of Hormuz at the mouth of the Gulf. On the island of Hormuz their main fortress was seen as the western bastion of their empire. If the world were an egg, Hormuz, according to the proverb, was its yolk. The fortress was thought to be impregnable and likely to outlast even Malacca. But this had not deterred the Shah. Stung into action by a series of Portuguese raids designed to induce him to dismiss the English, he had dispatched to the Straits in 1621 a formidable army. Given that Hormuz was an island, a navy might have been more effective but the Persians possessed no such force. Thus when Weddell sailed into sight at the end of the year, stalemate had been reached. The Persians were besieging a fort on the nearby island of Qishm (Kishm) whence the Hormuz garrison usually obtained its water and provisions. But Portuguese ships still controlled the seaways and Hormuz itself looked as impregnable as ever.

Naturally Weddell was never so welcome. The Persians hailed his timely arrival as evidence of divine intervention and quickly explained what was expected of him. Though often dubbed ‘the stormy petrel’ of the Company’s commanders, Weddell hesitated. There was some doubt about whether morally the English should side with a heathen prince against fellow Christians, albeit of the most detested persuasion; there was good reason to suppose that a skipper’s right to defend himself on the high seas did not extend to taking the offensive against a land base belonging to a nation with whom England was supposedly on good terms; and there was the absolute certainty that what the Surat President (or Chief Factor) chose to call ‘this airye enterprise’ would be censured by their employers on the grounds of cost, risk and delay.

Yet this was all by the by. The Persians were offering attractive incentives – like a contribution to costs, a share of the plunder, increased trading rights, customs exemption, and half the proceeds from the customs of the nearby port of Gombroon (Bandar Abbas, Bandar Khomeini) – and they were backing them with some unthinkable threats. Unless the English co-operated they could expect to leave without a cargo and without a trading future in Persia.

Under the circumstances and after much heart searching and persuasion, Weddell declared that he had no choice. Accordingly on 23 January 1622 ‘it was resolved to invite our enymies to a banquet of fire flying bullits’. The Portuguese refused to relinquish the safety of Hormuz’s batteries so the English went into Qishm. Guns were landed and on 1 February ‘the Pertian general and wee hand in hand’ took possession of Qishm fort. It was probably the first time that the cross of St George had flown beside the Shah’s ensign. Ruy Freire was among the prisoners and was duly sent to Surat. But the English too had lost a valued Captain. ‘The man who we shall find the greatest miss of’, wrote Weddell, ‘is Mr Baffin who was killed outright with a muskit on shoare.’ Apparently he ‘gave three leaps and died immediately.’ In a grave of Persian sand the Arctic explorer was laid to rest.

The Persian troops were now ferried across to Hormuz and on 9 February the main siege began. Mining and tunnelling to great effect the Persians breached the walls; but more Portuguese poured out than Persians in. For two months, while the English concentrated on battering the enemy’s ships to extinction, the issue remained in doubt. Without hope of relief the Portuguese yet defended valiantly. In the end it was disease as much as destruction that gradually undermined their position. A second breach was repaired but, knowing a third must prove fatal, on 23 April the garrison surrendered and Albuquerque’s fortress fell to the allies. It was indeed St George’s Day.

Subsequent squabbles somewhat obscured the achievement. Weddell and his men would be held responsible for the general pillage that took place and would be suspected of having made off with much of the booty. Moreover, the Company’s complaints about the cost of the operation would be doubly compounded, first by the Lord High Admiral demanding a £10,000 share of the supposed proceeds and then by the King demanding a similar sum for ignoring the inevitable diplomatic protests from Lisbon. But on the credit side, English prestige throughout the East now soared. ‘If you may have possession of Ormuz’, wrote President Fursland from Bantam, ‘Your Worships may reckon that you have gotten the keye of all India.’ He had just presided over the English withdrawal from the Spice Islands, Japan and Siam. Success at Hormuz and the vitality of the Persian trade was a greater compensation than anything that had been achieved within the realm of the Moghul; it would be ‘a bridle to our faithless neighbours the Dutch and keepe all Moores in awe of us’. Without doubt the capture of Hormuz was the most sensational proof yet afforded of the Company’s naval might in Asia.

The Portuguese took their loss to heart. In Lisbon the commander of the Hormuz garrison was tried in his absence and hanged in effigy. Fleets from Goa attempted to blockade Gombroon, the port to which the English had removed from Jask, and in 1625 they precipitated another titanic engagement. It was ‘thought to be one of the greatest that ever was fought’ according to Weddell who again commanded the English contingent and who was not given to exaggeration. But this time he had a new ally. The Dutch had duly noted English successes in the Arabian Sea and had opened their own factory at Surat. They still regarded the Portuguese as their natural foe and, by that Treaty of Defence which proved so disastrous for the English in the Archipelago, they were officially in alliance with the Company. Thus Weddell’s four ships were now joined by a Dutch fleet of similar size.

In all sixteen vessels plus a host of frigates and pinnaces were involved. The battle raged for three days and a final reckoning seemed to give victory to the allies; to their sixty dead it was claimed that the Portuguese had lost nearly 500. But this must have been an exaggeration for six months later the same Portuguese fleet was back in Persian waters and taking its revenge. It fell on the ill-starred Lion, a ship of about 400 tons crewed, if John Taylor, ‘the water-poet’, is to be believed, entirely by heroes. At their first attempt the Portuguese detached the Lion from her fleet, partially fired her, then boarded her and took her in tow. The English prepared to blow her up, but ‘God in his wisdome stayed us by putting it into the mind of some of our men to let fall an anchor’.

Which being done (the tide running very strong) brought our ship to so strong a bitter [i.e. halt] that the fast which the Portugals had upon us brake, whose unexpected suddaine departure from us left 50 or 60 of their men upon our poope, who still maintained their fire in such sort that we were forced to blow them up, which blast tore all the sterne of our ship to peeces from the middle decke upwards.

Miraculously the Lion, charred, battered and half demolished, was still afloat. She limped into Gombroon, discharged her cargo, and was promptly assailed by another Portuguese squadron. This time there was no escape. Forty-two men died as they finally blew up the ship, twenty-six were captured and beheaded, and of the rest all except ten had fallen in battle. ‘Thus was this good ship and men unfortunately and lamentably lost’, writes Taylor with admirable restraint, ‘yet as much courage and manly resolution as possibly could bee was performed by the English, nor can it bee imagined how more industry and truer valour could have been shewed.’

Nothing fuelled English resolve like a magnificent disaster. When word reached Surat that the Portuguese had ‘got into a hole called Bombay’ to refit, Weddell’s Anglo-Dutch fleet stormed down the coast. They were too late; the enemy had fled leaving only the town for the English to avenge themselves on. Thus, in October 1626, the first English to visit Bombay came as raiders. Warehouse, friary, fort and mansions were put to the torch along with two new frigates ‘not yett from the stocks’. A wild notion that this ‘excellent harbour’ with its ‘pleasant fruitfull soil’ might be worth occupying was scouted but firmly rejected as far too provocative.

Hostilities with the Portuguese rumbled on. The eventual peace which was signed at Goa in 1635 by William Methwold, now President at Surat, should have changed the whole balance of maritime power in the East. That was how the Dutch and the Moghul emperor saw it and they bitterly opposed it. It opened to the English Goa itself, the Portuguese settlements on the Malabar coast, and numerous other ports from Basra in Iraq to Tatta in Sind and Macao off the Chinese mainland. It would also last indefinitely, thus ironically enabling the Portuguese settlements in India to survive even the British Raj. But at the time its possible advantages were not paramount. The main point was that neither the Portuguese nor the English could afford to go on quarrelling. Thanks mainly to the Dutch in the East and the Spanish at home, the Portuguese empire was in an advanced state of decline. (In 1641 Malacca itself would fall to the Dutch.) And as for the English, the London Company was now approaching what may be regarded as the nadir of its eastern commerce.

PART TWO FLUCTUATING FORTUNES 1640-1710 (#ulink_ec6b2608-16a7-5aa8-afcd-8ee52927740b)

CHAPTER SIX These Frowning Times (#ulink_987585ce-2202-5882-be97-106f50c18efc)

RECESSION, FAMINE AND WAR

Overseas the growth of the East India Company during the first two decades of its existence had been decidedly impressive. By 1620 the Presidencies of Bantam and Surat – ‘Presidencies’ because from about that time their Chief Factors were designated ‘Presidents’ – controlled nearly 200 factors scattered over more than a dozen trading centres. In the case of Bantam these stretched from Macassar to Masulipatnam and in the case of Surat from the Malabar Coast to the Red Sea.

But to the stay-at-home Englishman, dodging the sewers of his timbered metropolis and worrying about the next outbreak of plague, these exotic claims meant little. Masulipatnam could have been Mars – and to the lazy-tongued it probably was. For a peck of pepper and a bolt of brocade why, he might have asked, so much fuss? Or to so much fuss, why so little substance?

To remedy such unenlightened comment the loyal Company servant would have recommended a trip down the Thames. As yet the Company boasted no prestigious offices and until 1621 it still operated from the home of Sir Thomas Smythe, its governor. Built by his father, ‘Customer Smythe’ (because he had belonged to a syndicate which farmed the realm’s customs), this establishment was in Philpot Lane off Fenchurch Street. It was evidently of some size for it included a hall large enough for meetings of the General Court and could sleep 120 people. But with a permanent staff of half a dozen, the Company occupied only two or three rooms. For a warehouse it leased a disused section of Cosby House, a much grander edifice in Bishopsgate. In 1617, with subscriptions for the Second Joint Stock pouring in, the optimistic directors rented the whole of Cosby House. Here Sir Morris Abbot presided over the Court of Committees as they fulminated over the Amboina affair or greeted the news of Methwold’s Anglo-Portuguese truce. But in 1638 the Cosby House lease expired and once again the Company became a live-in tenant, this time in the Lime Street home of its new governor, Sir Christopher Clitherow. Although destined to remain on this site, colonizing abutting buildings and eventually acquiring a frontage on adjacent Leadenhall Street, the Company’s initial occupancy extended only to a few small and badly lit apartments.

But downriver from the City’s cramped thoroughfares, anytime during the winter months, the launch-pad of Eastern enterprise provided a sight to savour. Here, attended by a host of lighters, seven or eight of the tall ships later known as Indiamen might be viewed riding at anchor while final preparations were made for their dispatch. From every masthead and yard-arm there flapped flags and pennants of disproportionate size; all bore the red on white cross of St George. Seamen swarmed through the rigging; crates of livestock cluttered the decks. It was a sight, according to one traveller, rivalled only by that of ‘St Paul’s great church’.

Larger than most merchantmen of their day and as heavily armed as warships, the Indiamen were a source of national pride. Maritime artists generally preferred a low-angle half-profile from astern which would reveal the architectural character of a high blunt poop. Here arabesques in red and gold framed a deep veranda with, stacked above it, a row of leaded Tudor casements and perhaps a bow window. Lace curtains hinted at luxury within, for this was the roundhouse, the most sought-after accommodation on board; the captain’s apartments were on the next timbered storey. But amidships the ‘tea-shoppe’ aspect disappeared. From a row of square ports cannon and culverin of brass gleamed brightly between the scuppers and the waterline.

By 1620 the Company operated thirty to forty ‘tall ships’. Most belonged to the Company and many had been built in its own dockyards at Deptford and Blackwall. The latter, commissioned in 1614, was the first yard to be constructed on the left bank of the Thames and was the genesis of the later East India Dock. To anyone curious about technological advance, it was another of the capital’s sights ‘daily visited and viewed by strangers as well [as] Embassadours’. Here, besides wet and dry docks, there were timber yards, a foundry and cordage works for supplying the ships’ hardware and a bakery and saltings for their provisioning. More than 200 craftsmen were directly employed in the yard. Added to the ships’ crewing requirements they made the Company one of London’s largest employers.

An industrial as well as a mercantile enterprise, the Company had also become a financial giant. The First Joint Stock (1613-16) raised £418,000 and the Second (1617-22) a colossal £1.6 million. Part of these sums had somehow to be converted into Spanish silver rials, the most acceptable currency in the East. Thus the procurement of rials – like that of ships, ships’ supplies, armaments, provisions, and export cargoes – became a major preoccupation which absorbed the attentions of an important sub-committee drawn from the members of the Court of Committees. It also spawned a network of financiers and overseas agents. In conjunction with the Company’s other financial requirements, particularly borrowing facilities, it is no exaggeration to say that East India business generated the London money market just as it did the London docks.

But expansion so fast and so furious had not gone unnoticed. Abroad it had attracted enemies, notably the Dutch in the East Indies and the Portuguese in the Arabian Sea; at home it stimulated outspoken critics both outside the Company and within it plus, eventually, determined rivals. Extraneous factors – like famine in India and civil war in England – would prove catastrophic. Yet so dramatic had been the rise in the Company’s fixed charges for ships, dockyards, factories, and office staff (whose number had risen to eighteen in the spacious surroundings of Cosby House) that even in ideal trading conditions the pace of expansion must have faltered.

In the event it was dramatically reversed. If histories of the Company in the seventeenth century tend to dwell at length on its first few decades this is simply because so much of its business was concentrated in that period.

Statistics tell one side of the story. Whereas between 1611 and 1620 the Company despatched fifty-five ships to the east, during the 1620s the total fell to forty-six, during the 1630s to thirty-five, and during the 1640s and 1650s to around twenty. On the twelve separate voyages prior to 1613 profits had often been sensational; an average figure of 155 per cent has been suggested. And on the First Joint Stock a respectable 87 per cent was recorded. But on the Second Joint Stock the figure was down to 12 per cent and the period of investment was the longest yet; on an annual basis it appreciated less than 1 per cent. Not surprisingly a Third Joint Stock, launched in 1631, raised only a comparatively modest £420,000 much of which proved difficult to call in. And four successive stocks between 1636 and 1656 raised just £600,000 in aggregate.

As in 1602-6, the crisis of confidence provoked bitter disagreements between the directors, or Committees, and the shareholders, or General Court. The latter, primarily interested in a quick return on their investment and now including factions representing both court and government, saw their declining dividends as evidence of mismanagement. They vigorously attacked the conduct of the directors and of Sir Morris Abbot in particular, demanding greater access to the Company’s accounts, a secret ballot for the election of directors, and regular quarterly meetings of the General Court. The directors, most of whom were still wealthy city merchants and aldermen, fought back. They conceded the ballot and conciliated their more influential opponents; but Abbot, supported by the King, insisted that the Company’s constitution could only be changed by altering its charter. In 1628 Abbot also managed to push through a resolution that in future only those with holdings worth £2000 or more could stand for election as directors. Far from undermining the directors’ authority, these early quarrels therefore tended to entrench it. Between them just three men (Smythe, Abbot and William Cockayne, governor from 1643 till 1657) monopolized the governorship for forty-seven of the Company’s first fifty-seven years; and it was much the same story with the deputy-governorship. Continuity of management made up for the discontinuity inevitable with a system of short-term stocks. Boardroom dissent was not therefore the cause of the financial crisis, merely a symptom of it.


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