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The Battle for God: Fundamentalism in Judaism, Christianity and Islam
Karen Armstrong
This edition does not include illustrations.Britain’s greatest religious historian chronicles the rise and rise of fundamentalism.One of the most potent forces bedevilling the modern world is religious extremism, and the need to understand it has never been greater.Focusing in detail on Protestant fundamentalism in the United States, Jewish fundamentalism from sixteenth century Spain onwards and Muslim fundamentalism over the last four hundred years, Armstrong examines the patterns that underlie fundamentalism. These evolve from the clash between the conservative pre-modern mind that is governed by a love of myth, and the progressive rational society that relishes change. Fundamentalists view the contemporary world with horror, rejecting its claims to truth, and a state of war now exists over the future of our culture. They are not terrorists, rather, they are innovative, existing in a symbiotic relationship with an aggressive modernity, each urging the other on to greater excess.The Battle for God is original in its thesis and in its understanding; as a history of religious ideas it is fascinating, and as an explanation of one of the most destabilizing forces at large in the world today it is extraordinary.
KAREN ARMSTRONG
The Battle for God
Fundamentalism in Judaism,
Christianity and Islam
For Jenny Wayman
CONTENTS
Cover (#ua94a2a66-0cea-5e80-804a-e06db9373cbc)
Title Page (#u9ac2a8aa-55a9-5665-a7f2-4d653056570b)
Dedication (#uba4faa38-5868-57c2-ac1a-277795f4de99)
Introduction (#uf1905edb-98b3-5d11-9d3c-6c0983d638bc)
PART ONE: THE OLD WORLD AND THE NEW (#uf62b23c4-6d1a-5adb-a800-c168532d40cc)
1. Jews: The Precursors (1492–1700) (#uc3d060fa-0dcf-5cd4-8f39-84ac91f29f79)
2. Muslims: The Conservative Spirit (1492–1799) (#u38a52956-7a97-529b-ad98-b9212119499a)
3. Christians: Brave New World (1492–1870) (#u3490bd72-3d56-59cd-b6da-baf31f62fde0)
4. Jews and Muslims Modernize (1700–1870) (#uea0d2356-e556-565b-a3de-075829a7d8e2)
PART TWO: FUNDAMENTALISM (#litres_trial_promo)
5. Battle Lines (1870–1900) (#litres_trial_promo)
6. Fundamentals (1900–25) (#litres_trial_promo)
7. Counterculture (1925–60) (#litres_trial_promo)
8. Mobilization (1960–74) (#litres_trial_promo)
9. The offensive (1974–79) (#litres_trial_promo)
10. Defeat? (1979–99) (#litres_trial_promo)
Bibliography (#litres_trial_promo)
Glossary (#litres_trial_promo)
Index (#litres_trial_promo)
Acknowledgments (#litres_trial_promo)
Keep Reading (#litres_trial_promo)
About the Author (#litres_trial_promo)
Notes (#litres_trial_promo)
Also by the Author (#litres_trial_promo)
Copyright (#litres_trial_promo)
About the Publisher (#litres_trial_promo)
INTRODUCTION (#ulink_ef55957a-9220-593b-8c87-d4b762469545)
ONE OF the most startling developments of the late twentieth century has been the emergence within every major religious tradition of a militant piety popularly known as “fundamentalism.” Its manifestations are sometimes shocking. Fundamentalists have gunned down worshippers in a mosque, have killed doctors and nurses who work in abortion clinics, have shot their presidents, and have even toppled a powerful government. It is only a small minority of fundamentalists who commit such acts of terror, but even the most peaceful and law-abiding are perplexing, because they seem so adamantly opposed to many of the most positive values of modern society. Fundamentalists have no time for democracy, pluralism, religious toleration, peacekeeping, free speech, or the separation of church and state. Christian fundamentalists reject the discoveries of biology and physics about the origins of life and insist that the Book of Genesis is scientifically sound in every detail. At a time when many are throwing off the shackles of the past, Jewish fundamentalists observe their revealed Law more stringently than ever before, and Muslim women, repudiating the freedoms of Western women, shroud themselves in veils and chadors. Muslim and Jewish fundamentalists both interpret the Arab-Israeli conflict, which began as defiantly secularist, in an exclusively religious way. Fundamentalism, moreover, is not confined to the great monotheisms. There are Buddhist, Hindu, and even Confucian fundamentalisms, which also cast aside many of the painfully acquired insights of liberal culture, which fight and kill in the name of religion and strive to bring the sacred into the realm of politics and national struggle.
This religious resurgence has taken many observers by surprise. In the middle years of the twentieth century, it was generally taken for granted that secularism was an irreversible trend and that faith would never again play a major part in world events. It was assumed that as human beings became more rational, they either would have no further need for religion or would be content to confine it to the immediately personal and private areas of their lives. But in the late 1970s, fundamentalists began to rebel against this secularist hegemony and started to wrest religion out of its marginal position and back to center stage. In this, at least, they have enjoyed remarkable success. Religion has once again become a force that no government can safely ignore. Fundamentalism has suffered defeats, but it is by no means quiescent. It is now an essential part of the modern scene and will certainly play an important role in the domestic and international affairs of the future. It is crucial, therefore, that we try to understand what this type of religiosity means, how and for what reasons it has developed, what it can tell us about our culture, and how best we should deal with it.
But before we proceed, we must look briefly at the term “fundamentalism” itself, which has been much criticized. American Protestants were the first to use it. In the early decades of the twentieth century, some of them started to call themselves “fundamentalists” to distinguish themselves from the more “liberal” Protestants, who were, in their opinion, entirely distorting the Christian faith. The fundamentalists wanted to go back to basics and reemphasize the “fundamentals” of the Christian tradition, which they identified with a literal interpretation of Scripture and the acceptance of certain core doctrines. The term “fundamentalism” has since been applied to reforming movements in other world faiths in a way that is far from satisfactory. It seems to suggest that fundamentalism is monolithic in all its manifestations. This is not the case. Each “fundamentalism” is a law unto itself and has its own dynamic. The term also gives the impression that fundamentalists are inherently conservative and wedded to the past, whereas their ideas are essentially modern and highly innovative. The American Protestants may have intended to go back to the “fundamentals,” but they did so in a peculiarly modern way. It has also been argued that this Christian term cannot be accurately applied to movements that have entirely different priorities. Muslim and Jewish fundamentalisms, for example, are not much concerned with doctrine, which is an essentially Christian preoccupation. A literal translation of “fundamentalism” into Arabic gives us usuliyyah, a word that refers to the study of the sources of the various rules and principles of Islamic law.
(#litres_trial_promo) Most of the activists who are dubbed “fundamentalists” in the West are not engaged in this Islamic science, but have quite different concerns. The use of the term “fundamentalism” is, therefore, misleading.
Others, however, argue simply that, like it or not, the word “fundamentalism” is here to stay. And I have come to agree: the term is not perfect, but it is a useful label for movements that, despite their differences, bear a strong family resemblance. At the outset of their monumental six-volume Fundamentalist Project, Martin E. Marty and R. Scott Appleby argue that the “fundamentalisms” all follow a certain pattern. They are embattled forms of spirituality, which have emerged as a response to a perceived crisis. They are engaged in a conflict with enemies whose secularist policies and beliefs seem inimical to religion itself. Fundamentalists do not regard this battle as a conventional political struggle, but experience it as a cosmic war between the forces of good and evil. They fear annihilation, and try to fortify their beleaguered identity by means of a selective retrieval of certain doctrines and practices of the past. To avoid contamination, they often withdraw from mainstream society to create a counterculture; yet fundamentalists are not impractical dreamers. They have absorbed the pragmatic rationalism of modernity, and, under the guidance of their charismatic leaders, they refine these “fundamentals” so as to create an ideology that provides the faithful with a plan of action. Eventually they fight back and attempt to resacralize an increasingly skeptical world.
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To explore the implications of this global response to modern culture, I want to concentrate on just a few of the fundamentalist movements that have surfaced in Judaism, Christianity, and Islam, the three monotheistic faiths. Instead of studying them in isolation from one another, I intend to trace their development chronologically, side by side, so that we can see how deeply similar they are. By looking at selected fundamentalisms, I hope to examine the phenomenon in greater depth than would be possible in a more general, comprehensive survey. The movements I have chosen are American Protestant fundamentalism, Jewish fundamentalism in Israel, and Muslim fundamentalism in Egypt, which is a Sunni country, and Iran, which is Shii. I do not claim that my discoveries necessarily apply to other forms of fundamentalism, but hope to show how these particular movements, which have been among the most prominent and influential, have all been motivated by common fears, anxieties, and desires that seem to be a not unusual response to some of the peculiar difficulties of life in the modern secular world.
There have always been people, in every age and in each tradition, who have fought the modernity of their day. But the fundamentalism that we shall be considering is an essentially twentieth-century movement. It is a reaction against the scientific and secular culture that first appeared in the West, but which has since taken root in other parts of the world. The West has developed an entirely unprecedented and wholly different type of civilization, so the religious response to it has been unique. The fundamentalist movements that have evolved in our own day have a symbiotic relationship with modernity. They may reject the scientific rationalism of the West, but they cannot escape it. Western civilization has changed the world. Nothing—including religion—can ever be the same again. All over the globe, people have been struggling with these new conditions and have been forced to reassess their religious traditions, which were designed for an entirely different type of society.
There was a similar transitional period in the ancient world, lasting roughly from 700 to 200 BCE, which historians have called the Axial Age because it was pivotal to the spiritual development of humanity. This age was itself the product and fruition of thousands of years of economic, and therefore social and cultural, evolution, beginning in Sumer in what is now Iraq, and in ancient Egypt. People in the fourth and third millennia BCE, instead of simply growing enough crops to satisfy their immediate needs, became capable of producing an agricultural surplus with which they could trade and thereby acquire additional income. This enabled them to build the first civilizations, develop the arts, and create increasingly powerful polities: cities, city-states, and, eventually, empires. In agrarian society, power no longer lay exclusively with the local king or priest; its locus shifted at least partly to the marketplace, the source of each culture’s wealth. In these altered circumstances, people ultimately began to find that the old paganism, which had served their ancestors well, no longer spoke fully to their condition.
In the cities and empires of the Axial Age, citizens were acquiring a wider perspective and broader horizons, which made the old local cults seem limited and parochial. Instead of seeing the divine as embodied in a number of different deities, people increasingly began to worship a single, universal transcendence and source of sacredness. They had more leisure and were thus able to develop a richer interior life; accordingly, they came to desire a spirituality which did not depend entirely upon external forms. The most sensitive were troubled by the social injustice that seemed built into this agrarian society, depending as it did on the labor of peasants who never had the chance to benefit from the high culture. Consequently, prophets and reformers arose who insisted that the virtue of compassion was crucial to the spiritual life: an ability to see sacredness in every single human being, and a willingness to take practical care of the more vulnerable members of society, became the test of authentic piety. In this way, during the Axial Age, the great confessional faiths that have continued to guide human beings sprang up in the civilized world: Buddhism and Hinduism in India, Confucianism and Taoism in the Far East; monotheism in the Middle East; and rationalism in Europe. Despite their major differences, these Axial Age religions had much in common: they all built on the old traditions to evolve the idea of a single, universal transcendence; they cultivated an internalized spirituality, and stressed the importance of practical compassion.
Today, as noted, we are undergoing a similar period of transition. Its roots lie in the sixteenth and seventeenth centuries of the modern era, when the people of Western Europe began to evolve a different type of society, one based not on an agricultural surplus but on a technology that enabled them to reproduce their resources indefinitely. The economic changes over the last four hundred years have been accompanied by immense social, political, and intellectual revolutions, with the development of an entirely different, scientific and rational, concept of the nature of truth; and, once again, a radical religious change has become necessary. All over the world, people are finding that in their dramatically transformed circumstances, the old forms of faith no longer work for them: they cannot provide the enlightenment and consolation that human beings seem to need. As a result, men and women are trying to find new ways of being religious; like the reformers and prophets of the Axial Age, they are attempting to build upon the insights of the past in a way that will take human beings forward into the new world they have created for themselves. One of these modern experiments—however paradoxical it may superficially seem to say so—is fundamentalism.
We tend to assume that the people of the past were (more or less) like us, but in fact their spiritual lives were rather different. In particular, they evolved two ways of thinking, speaking, and acquiring knowledge, which scholars have called mythos and logos.
(#litres_trial_promo) Both were essential; they were regarded as complementary ways of arriving at truth, and each had its special area of competence. Myth was regarded as primary; it was concerned with what was thought to be timeless and constant in our existence. Myth looked back to the origins of life, to the foundations of culture, and to the deepest levels of the human mind. Myth was not concerned with practical matters, but with meaning. Unless we find some significance in our lives, we mortal men and women fall very easily into despair. The mythos of a society provided people with a context that made sense of their day-to-day lives; it directed their attention to the eternal and the universal. It was also rooted in what we would call the unconscious mind. The various mythological stories, which were not intended to be taken literally, were an ancient form of psychology. When people told stories about heroes who descended into the underworld, struggled through labyrinths, or fought with monsters, they were bringing to light the obscure regions of the subconscious realm, which is not accessible to purely rational investigation, but which has a profound effect upon our experience and behavior.
(#litres_trial_promo) Because of the dearth of myth in our modern society, we have had to evolve the science of psychoanalysis to help us to deal with our inner world.
Myth could not be demonstrated by rational proof; its insights were more intuitive, similar to those of art, music, poetry, or sculpture. Myth only became a reality when it was embodied in cult, rituals, and ceremonies which worked aesthetically upon worshippers, evoking within them a sense of sacred significance and enabling them to apprehend the deeper currents of existence. Myth and cult were so inseparable that it is a matter of scholarly debate which came first: the mythical narrative or the rituals attached to it.
(#litres_trial_promo) Myth was also associated with mysticism, the descent into the psyche by means of structured disciplines of focus and concentration which have been evolved in all cultures as a means of acquiring intuitive insight. Without a cult or mystical practice, the myths of religion would make no sense. They would remain abstract and seem incredible, in rather the same way as a musical score remains opaque to most of us and needs to be interpreted instrumentally before we can appreciate its beauty.
In the premodern world, people had a different view of history. They were less interested than we are in what actually happened, but more concerned with the meaning of an event. Historical incidents were not seen as unique occurrences, set in a far-off time, but were thought to be external manifestations of constant, timeless realities. Hence history would tend to repeat itself, because there was nothing new under the sun. Historical narratives tried to bring out this eternal dimension.
(#litres_trial_promo) Thus, we do not know what really occurred when the ancient Israelites escaped from Egypt and passed through the Sea of Reeds. The story has been deliberately written as a myth, and linked with other stories about rites of passage, immersion in the deep, and gods splitting a sea in two to create a new reality. Jews experience this myth every year in the rituals of the Passover Seder, which brings this strange story into their own lives and helps them to make it their own. One could say that unless an historical event is mythologized in this way, and liberated from the past in an inspiring cult, it cannot be religious. To ask whether the Exodus from Egypt took place exactly as recounted in the Bible or to demand historical and scientific evidence to prove that it is factually true is to mistake the nature and purpose of this story. It is to confuse mythos with logos.
Logos was equally important. Logos was the rational, pragmatic, and scientific thought that enabled men and women to function well in the world. We may have lost the sense of mythos in the West today, but we are very familiar with logos, which is the basis of our society. Unlike myth, logos must relate exactly to facts and correspond to external realities if it is to be effective. It must work efficiently in the mundane world. We use this logical, discursive reasoning when we have to make things happen, get something done, or persuade other people to adopt a particular course of action. Logos is practical. Unlike myth, which looks back to the beginnings and to the foundations, logos forges ahead and tries to find something new: to elaborate on old insights, achieve a greater control over our environment, discover something fresh, and invent something novel.
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In the premodern world, both mythos and logos were regarded as indispensable. Each would be impoverished without the other. Yet the two were essentially distinct, and it was held to be dangerous to confuse mythical and rational discourse. They had separate jobs to do. Myth was not reasonable; its narratives were not supposed to be demonstrated empirically. It provided the context of meaning that made our practical activities worthwhile. You were not supposed to make mythos the basis of a pragmatic policy. If you did so, the results could be disastrous, because what worked well in the inner world of the psyche was not readily applicable to the affairs of the external world. When, for example, Pope Urban II summoned the First Crusade in 1095, his plan belonged to the realm of logos. He wanted the knights of Europe to stop fighting one another and tearing the fabric of Western Christendom apart, and to expend their energies instead in a war in the Middle East and so extend the power of his church. But when this military expedition became entangled with folk mythology, biblical lore, and apocalyptic fantasies, the result was catastrophic, practically, militarily, and morally. Throughout the long crusading project, it remained true that whenever logos was ascendant, the Crusaders prospered. They performed well on the battlefield, created viable colonies in the Middle East, and learned to relate more positively with the local population. When, however, Crusaders started making a mythical or mystical vision the basis of their policies, they were usually defeated and committed terrible atrocities.
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Logos had its limitations too. It could not assuage human pain or sorrow. Rational arguments could make no sense of tragedy. Logos could not answer questions about the ultimate value of human life. A scientist could make things work more efficiently and discover wonderful new facts about the physical universe, but he could not explain the meaning of life.
(#litres_trial_promo) That was the preserve of myth and cult.
By the eighteenth century, however, the people of Europe and America had achieved such astonishing success in science and technology that they began to think that logos was the only means to truth and began to discount mythos as false and superstitious. It is also true that the new world they were creating contradicted the dynamic of the old mythical spirituality. Our religious experience in the modern world has changed, and because an increasing number of people regard scientific rationalism alone as true, they have often tried to turn the mythos of their faith into logos. Fundamentalists have also made this attempt. This confusion has led to more problems.
We need to understand how our world has changed. The first part of this book will, therefore, go back to the late fifteenth and early sixteenth centuries, when the people of Western Europe had begun to develop their new science. We will also examine the mythical piety of the premodern agrarian civilization, so that we can see how the old forms of faith worked. It is becoming very difficult to be conventionally religious in the brave new world. Modernization has always been a painful process. People feel alienated and lost when fundamental changes in their society make the world strange and unrecognizable. We will trace the impact of modernity upon the Christians of Europe and America, upon the Jewish people, and upon the Muslims of Egypt and Iran. We shall then be in a position to see what the fundamentalists were trying to do when they started to create this new form of faith toward the end of the nineteenth century.
Fundamentalists feel that they are battling against forces that threaten their most sacred values. During a war it is very difficult for combatants to appreciate one another’s position. We shall find that modernization has led to a polarization of society, but sometimes, to prevent an escalation of the conflict, we must try to understand the pain and perceptions of the other side. Those of us—myself included—who relish the freedoms and achievements of modernity find it hard to comprehend the distress these cause religious fundamentalists. Yet modernization is often experienced not as a liberation but as an aggressive assault. Few have suffered more in the modern world than the Jewish people, so it is fitting to begin with their bruising encounter with the modernizing society of Western Christendom in the late fifteenth century, which led some Jews to anticipate many of the stratagems, postures, and principles that would later become common in the new world.
PART ONE The Old World and the New (#ulink_094c2bd6-e473-5be9-bb1c-89df2ab8ecb5)
1. Jews: The Precursors (#ulink_560083e3-9e2c-5626-a6a9-6123c5f4f005)
(1492–1700) (#ulink_560083e3-9e2c-5626-a6a9-6123c5f4f005)
IN 1492, three very important things happened in Spain. The events were experienced as extraordinary at the time, but with hindsight we can see that they were characteristic of the new society that was, slowly and painfully, coming to birth in Western Europe during the late-fifteenth, sixteenth, and seventeenth centuries. These years saw the development of our modern Western culture, so 1492 also throws light on some of our own preoccupations and dilemmas. The first of these events occurred on January 2, when the armies of King Ferdinand and Queen Isabella, the Catholic monarchs whose marriage had recently united the old Iberian kingdoms of Aragon and Castile, conquered the city-state of Granada. With deep emotion, the crowd watched the Christian banner raised ceremonially upon the city walls and, as the news broke, bells pealed triumphantly all over Europe, for Granada was the last Muslim stronghold in Christendom. The Crusades against Islam in the Middle East had failed, but at least the Muslims had been flushed out of Europe. In 1499, the Muslim inhabitants of Spain were given the option of conversion to Christianity or deportation, after which, for a few centuries, Europe would become Muslim-free. The second event of this momentous year happened on March 31, when Ferdinand and Isabella signed the Edict of Expulsion, designed to rid Spain of its Jews, who were given the choice of baptism or deportation. Many Jews were so attached to “al-Andalus” (as the old Muslim kingdom had been called) that they converted to Christianity and remained in Spain, but about 80,000 Jews crossed the border into Portugal, while 50,000 fled to the new Muslim Ottoman empire, where they were given a warm welcome.
(#litres_trial_promo) The third event concerned one of the people who had been present at the Christian occupation of Granada. In August, Christopher Columbus, a protégé of Ferdinand and Isabella, sailed from Spain to find a new trade route to India but discovered the Americas instead.
These events reflect both the glory and the devastation of the early modern period. As the voyage of Columbus showed so powerfully, the people of Europe were on the brink of a new world. Their horizons were broadening, they were entering hitherto uncharted realms, geographically, intellectually, socially, economically, and politically. Their achievements would make them masters of the globe. But modernity had a darker side. Christian Spain was one of the most powerful and advanced kingdoms in Europe. Ferdinand and Isabella were in the process of creating one of the modern centralized states that were also appearing in other parts of Christendom. Such a kingdom could not tolerate the old autonomous, self-governing institutions, such as the guild, the corporation, or the Jewish community, which had characterized the medieval period. The unification of Spain, which was completed by the conquest of Granada, was succeeded by an act of ethnic cleansing, and Jews and Muslims lost their homes. For some people, modernity was empowering, liberating, and enthralling. Others experienced it—and would continue to experience it—as coercive, invasive, and destructive. As Western modernity spread to other parts of the earth, this pattern would continue. The modernizing program was enlightening and would eventually promote humane values, but it was also aggressive. During the twentieth century, some of the people who experienced modernity primarily as an assault would become fundamentalists.
But that was far in the future. In the late fifteenth century, the people of Europe could not have foreseen the enormity of the change they had initiated. In the course of the next three hundred years, Europe would not only transform its society politically and economically, but also achieve an intellectual revolution. Scientific rationalism would become the order of the day, and would gradually oust the older habits of mind and heart. We shall look at the Great Western Transformation, as this period has been called, in more detail in Chapter 3. Before we can appreciate its full implications, however, we must first look at the way that people in the premodern era experienced the world. In the universities of Spain, students and teachers excitedly discussed the new ideas of the Italian Renaissance. The voyage of Columbus would have been impossible without such scientific discoveries as the magnetic compass or the latest insights in astronomy. By 1492, Western scientific rationalism was becoming spectacularly efficient. People were discovering more fully than ever before the potential of what the Greeks had called logos, which was always reaching out for something fresh. Thanks to modern science, Europeans had discovered a wholly new world and were achieving unprecedented control over the environment. But they had not yet dismissed mythos. Columbus was conversant with science, but he was still at home in the old mythological universe. He seems to have come from a family of converted Jews and to have retained an interest in the Kabbalah, the mystical tradition of Judaism, but he was a devout Christian, and wanted to win the world for Christ. He hoped that when he arrived in India, he would establish a Christian base there for the military conquest of Jerusalem.
(#litres_trial_promo) The people of Europe had started their journey to modernity, but they were not yet fully modern in our sense. For them, the myths of Christianity still gave meaning to their rational and scientific explorations.
Nevertheless, Christianity was changing. Spaniards would become leaders of the Counter-Reformation initiated by the Council of Trent (1545–63), which was a modernizing movement that brought the old Catholicism into line with the streamlined efficiency of the new Europe. The Church, like the modern state, became a more centralized body. The Council reinforced the power of the Pope and the bishops; for the first time a catechism was issued to all the faithful, to ensure doctrinal conformity. The clergy were to be educated to a higher standard, so that they could preach more effectively. The liturgy and devotional practices of the laity were rationalized, and rituals that had been meaningful a century earlier but no longer worked in the new era, were jettisoned. Many Spanish Catholics were inspired by the writings of the Dutch humanist Desiderius Erasmus (1466–1536), who wanted to revitalize Christianity by returning to fundamentals. His slogan was Ad fontes: “back to the wellsprings!” Erasmus believed that the authentic Christian faith of the early church had been buried under a mound of lifeless medieval theology. By stripping away these later accretions and going back to the sources—the Bible and the Fathers of the Church—Christians would recover the living kernel of the Gospels and experience new birth.
The chief Spanish contribution to the Counter-Reformation was mystical. The mystics of Iberia became explorers of the spiritual world, in rather the same way as the great navigators were discovering new regions of the physical world. Mysticism belonged to the realm of mythos; it functioned in the domain of the unconscious which was inaccessible to the rational faculty and has to be experienced by means of other techniques. Nevertheless, the mystical reformers of Spain wanted to make this form of spirituality less haphazard, and eccentric, less dependent upon the whims of inadequate advisers. John of the Cross (1552–91) weeded out the more dubious and superstitious devotions, and made the mystical process more systematic. The mystics of the new age should know what to expect when they progressed from one stage to another; they must learn how to deal with pitfalls and dangers of the interior life, and husband their spiritual energies productively.
More modern, however, and a sign of things to come was the Society of Jesus, founded by the former soldier Ignatius of Loyola (1491–1555), which embodied the efficiency and effectiveness that would become the hallmark of the modern West. Ignatius was determined to exploit the power of mythos practically. His Jesuits did not have time for the lengthy contemplative disciplines evolved by John of the Cross. His Spiritual Exercises provided a systematic, time-efficient, thirty-day retreat, which offered every Jesuit a crash course in mysticism. Once the Christian had achieved a full conversion to Christ, he should have his priorities right and be ready for action. This emphasis on method, discipline, and organization was similar to the new science. God was experienced as a dynamic force that propelled Jesuits all over the world, in rather the same way as the explorers. Francis Xavier (1506–52) evangelized Japan, Robert di Nobili (1577–1656) India, and Matteo Ricci (1552–1610) China. Religion had not yet been left behind in early modern Spain. It was able to reform itself and exploit the dawning insights of modernity to further its own reach and vision.
Early modern Spain was, therefore, part of the advance guard of modernity. But Ferdinand and Isabella had to contain all this energy. They were trying to unite kingdoms that had hitherto been independent and separate, and had to be welded together. In 1483 the monarchs had established their own Spanish Inquisition to enforce ideological conformity in their unified realm. They were creating a modern, absolute state, but did not yet have the resources to allow their subjects untrammeled intellectual freedom. The state inquisitors sought out dissidents and forced them to abjure their “heresy,” a word whose Greek original meant “to go one’s own way.” The Spanish Inquisition was not an archaic attempt to preserve a bygone world; it was a modernizing institution, employed by the monarchs to create national unity.
(#litres_trial_promo) They knew very well that religion could be an explosive and revolutionary force. Protestant rulers in such countries as England were equally ruthless to their own Catholic “dissidents,” who were seen similarly as enemies of the state. We shall see that this kind of coercion was often part of the modernizing process. In Spain, the chief victims of the Inquisition were the Jews, and it is the reaction of the Jewish people to this aggressive modernity that we shall consider in this chapter. Their experience illustrates many of the ways in which people in other parts of the world would respond to modernization.
The Spanish reconquista of the old Muslim territories of al-Andalus was a catastrophe for the Jews of Iberia. In the Islamic state, the three religions of Judaism, Christianity, and Islam had been able to live together in relative harmony for over six hundred years. The Jews in particular had enjoyed a cultural and spiritual renaissance in Spain, and they were not subject to the pogroms that were the lot of the Jewish people in the rest of Europe.
(#litres_trial_promo) But as the Christian armies gradually advanced through the peninsula, conquering more and more territory from Islam, they brought their anti-Semitism with them. In 1378 and 1391, Jewish communities in both Aragon and Castile were attacked by Christians, who dragged Jews to the baptismal fonts and forced them, on pain of death, to convert to Christianity. In Aragon, the preaching of the Dominican friar Vincent Ferrer (1350–1419) regularly inspired anti-Semitic riots; Ferrer also organized public debates between rabbis and Christians that were designed to discredit Judaism. Some Jews tried to evade persecution by voluntarily converting to Christianity. They were officially known as conversos (“converts”), though the Christians called them Marranos (“pigs”), a term of abuse which some of the converts adopted as a badge of pride. The rabbis warned Jews against conversion, but at first the “New Christians,” as the conversos were called, became wealthy and successful. Some became high-ranking priests, others married into the best families, and many achieved spectacular success in commerce. This brought new problems, since the “Old Christians” resented the upward mobility of the new Jewish Christians. Between 1449 and 1474, there were frequent riots against the Marranos, who were killed, had their property destroyed, or were driven out of town.
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Ferdinand and Isabella were alarmed by this development. The conversion of the Jews was not drawing their united kingdom together but instead causing fresh divisions. The monarchs were also disturbed to hear reports that some of the “New Christians” had lapsed, returned to the old faith, and lived as secret Jews. They had, it was said, formed an underground movement to entice other conversos back into the Jewish fold. Inquisitors were instructed to hunt out these closet Jews, who, it was thought, could be recognized by such practices as refusing to eat pork or to work on Saturday. Suspects were tortured until they confessed to infidelity, and gave information about other secret “Judaizers.” As a result, some 13,000 conversos were killed by the Inquisition during the first twelve years of its existence. But in fact many of those who were thus killed or imprisoned, or had their property confiscated, were loyal Catholics who had no Judaizing tendencies at all. The experience not unnaturally made many of the conversos bitter and skeptical of their new faith.
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When Ferdinand and Isabella conquered Granada in 1492, they inherited a new and substantial Jewish population in that city-state. The situation, they decided, had got out of hand, and as a final solution to the Jewish problem, the monarchs signed the Edict of Expulsion. Spanish Jewry was destroyed. About 70,000 Jews converted to Christianity, and stayed on to be plagued by the Inquisition; the remaining 130,000, as we have seen, went into exile. The loss of Spanish Jewry was mourned by Jews all over the world as the greatest catastrophe to have befallen their people since the destruction of the Temple in Jerusalem in 70 CE, when the Jews lost their land and were forced into exile in scattered communities outside Palestine, known collectively as the Diaspora. From that time on, exile was a painful leitmotif of Jewish life. The expulsion from Spain in 1492 came at the end of a century that had seen the ejection of Jews from one part of Europe after another. They were deported from Vienna and Linz in 1421, from Cologne in 1424, from Augsburg in 1439, from Bavaria in 1442, and from the crown cities of Moravia in 1454. Jews were expelled from Perugia (1485), Vicenza (1486), Parma (1488), Milan and Lucca (1489), and Tuscany in 1494. Gradually the Jews drifted east, establishing, as they thought, a foothold for themselves in Poland.
(#litres_trial_promo) Exile now seemed an endemic and inescapable part of the Jewish condition.
This was certainly the conviction of those Spanish Jews who after the expulsion took refuge in the North African and Balkan provinces of the Ottoman empire. They were used to Muslim society, but the loss of Spain—or Sefarad, as they called it—had inflicted a deep psychic wound. These Sephardic Jews felt that they themselves and everything else were in the wrong place.
(#litres_trial_promo) Exile is a spiritual as well as a physical dislocation. The world of the exile is wholly unfamiliar and, therefore, without meaning. A violent uprooting, which takes away all normal props, breaks up our world, snatches us forever from places that are saturated in memories crucial to our identity, and plunges us permanently in an alien environment, can make us feel that our very existence has been jeopardized. When exile is also associated with human cruelty, it raises urgent questions about the problem of evil in a world supposedly created by a just and benevolent God.
The experience of the Sephardic Jews was an extreme form of the uprooting and displacement that other peoples would later experience when they were caught up in an aggressive modernizing process. We shall see that when modern Western civilization took root in a foreign environment, it transformed the culture so drastically that many people felt alienated and disoriented. The old world had been swept away, and the new one was so strange that people could not recognize their once-familiar surroundings and could make no sense of their lives. Many would become convinced, like the Sephardics, that their very existence was threatened. They would fear annihilation and extinction. In their confusion and pain, many would do what some of the Spanish exiles did, and turn to religion. But because their lives were so utterly changed, they would have to evolve new forms of faith to make the old traditions speak to them in their radically altered circumstances.
But this would take time. In the early sixteenth century, the exiled Jews found that traditional Judaism did nothing for them. The disaster seemed unprecedented, and they found that old pieties no longer worked. Some turned to messianism. For centuries, Jews had waited for a Messiah, an anointed king of the house of David, to bring their long exile to an end and return them to the Promised Land. Some Jewish traditions spoke of a period of tribulation immediately before the advent of the Messiah, and it occurred to some of the Sephardic exiles who had taken refuge in the Balkans, that the suffering and persecution that had befallen themselves and so many of their fellow Jews in Europe could only mean one thing: this must be the time of trial foretold by the prophets and sages, and called the “birth pangs of the Messiah,” because out of this anguish deliverance and new life would come.
(#litres_trial_promo) Other peoples who have felt that their world has been destroyed by the onset of modernity would also evolve millennial hopes. But messianism is problematic, because, until now, every single messianic movement that has expected an imminent Redeemer has been disappointed. The Sephardic Jews avoided this dilemma by finding a more satisfying solution. They developed a new mythos.
A group of Sephardics had moved from the Balkans to Palestine, where they settled in Safed in Galilee. There was a tradition that when the Messiah came, he would reveal himself in Galilee, and the Spanish exiles wanted to be the first to greet him.
(#litres_trial_promo) Some of them came to believe that they had found him in a saintly, sickly Ashkenazic Jew, Isaac Luria (1534–72), who settled in Safed and was the first to articulate the new myth. He thus founded a form of Kabbalah that still bears his name. We moderns would say that Luria created this myth; that he was so perfectly attuned to the unconscious desires and fears of his people that he was able to evolve an imaginative fiction that brought comfort and hope not only to the exiles in Safed but to Jews all over the world. But we would say this because we think primarily in rational terms and find it hard to enter into the premodern mythical worldview. Luria’s disciples did not perceive him as having “made up” his creation myth; instead, as they saw it, the myth had declared itself to him. To an outsider, not involved in the rituals and practices of Lurianic Kabbalah, this creation story seems bizarre. Moreover, it bears no resemblance to the creation story in the Book of Genesis. But to a Kabbalist of Safed—immersed in the rites and meditative exercises prescribed by Luria, and still, a full generation after it had happened, reeling with the shock of exile—the mythos made perfect sense. It revealed or “unveiled” a truth that had been evident before but which spoke with such power to the condition of Jews in the early modern period that it acquired instant authority. It illuminated their dark world and made life not only tolerable but joyous.
When confronted with the Lurianic creation myth, a modern person will immediately ask: “Did this really happen?” Because the events seem so improbable and cannot be proved, we will dismiss it as demonstrably false. But that is because we accept only a rational version of truth and have lost the sense that there might be another kind. We have developed, for example, a scientific view of history, which we see as a succession of unique events. In the premodern world, however, the events of history were not seen as singular but as examples of eternal laws, revelations of a timeless, constant reality. A historical occurrence would be likely to happen again and again, because all earthly happenings expressed the fundamental laws of existence. In the Bible, for example, a river parts miraculously on at least two occasions to enable the Israelites to make a rite of passage; the Children of Israel are often “going down” into Egypt and then making a return journey to the Promised Land. One of the most frequently recurring biblical themes was exile, which, after the Spanish catastrophe, seemed to color the whole of Jewish existence and to reflect an imbalance in the very ground of being. Lurianic Kabbalah addressed itself to this problem by going back, as all mythology must, to the beginning in order to examine exile, which seemed one of these fundamental laws, and to reveal its full significance.
In Luria’s myth, the creative process begins with an act of voluntary exile. It starts by asking how the world could exist if God is omnipresent. The answer is the doctrine of Zimzum (“withdrawal”): the infinite and inaccessible Godhead, which Kabbalists called Ein Sof (“Without End”), had to shrink into itself, evacuating, as it were, a region within itself in order to make room for the world. Creation had begun, therefore, with an act of divine ruthlessness: in its compassionate desire to make itself known in and by its creatures, Ein Sof had inflicted exile upon a part of itself. Unlike the orderly, peaceful creation described in the first chapter of Genesis, this was a violent process of primal explosions, disasters, and false starts which seemed to the Sephardic exiles a more accurate appraisal of the world they lived in. At an early stage in the Lurianic process, Ein Sof had tried to fill the emptiness it had created by Zimzum with divine light, but the “vessels” or “pipes” which were supposed to channel it shattered under the strain. Sparks of divine light fell into the abyss of all that was not God. After this “breaking of the vessels,” some of the sparks returned to the Godhead, but others remained trapped in this Godless realm, which was filled with the evil potential that Ein Sof had purged from itself in the act of Zimzum. After this disaster, creation was awry; things were in the wrong place. When Adam was created, he could have rectified the situation and, had he done so, the divine exile would have ended on the first Sabbath. But Adam sinned and henceforth the divine sparks were trapped in material objects, and the Shekhinah, the Presence that is the closest we come to an apprehension of the divine on earth, wandered through the world, a perpetual exile, yearning to be reunited with the Godhead.
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It is a fantastic tale, but if the Kabbalists of Safed had been asked if they believed that this had really occurred, they would have found the question inappropriate. The primordial event described in myth is not simply an incident that happened once in the remote past; it is also an occurrence that happens all the time. We have no concept or word for such an event, because our rational society thinks of time in a strictly chronological way. If the worshippers at Eleusis in ancient Greece had been asked if they could prove that Persephone had been held prisoner by Pluto in the underworld, and that her mother, Demeter, had wandered around mourning the loss of her daughter, they would probably have been bewildered by the query. How could they be certain that Persephone had returned to the earth, as the myth related? Because the fundamental rhythm of life that this mythos had revealed was actually taking place. The fields were harvested, seedcorn placed in underground containers was sown at the correct time, and, finally, the corn grew.
(#litres_trial_promo) Both the mythos and the phenomenon of the harvest pointed to something fundamental and universal about the world, in rather the same way as the English word “boat” and the French “bateau” both point to a reality that is extrinsic and independent of either term. The Sephardic Jews would probably have made a similar reply. Exile was a fundamental law of existence. Wherever you looked, Jews were uprooted aliens. Even the gentiles experienced loss, disappointment, and a sense that they were not quite at home in the world—as witness the universal myths about the first human beings being expelled from a primordial paradise. Luria’s complex creation story had revealed this and made it clear in a wholly new way. The exile of the Shekhinah and their own lives as displaced people were not two separate realities but one and the same. Zimzum showed that exile was inscribed in the very ground of being.
Luria was not a writer, and during his lifetime his teachings were known to very few people.
(#litres_trial_promo) But his pupils recorded his teachings for posterity and others spread them in Europe. By 1650, Lurianic Kabbalah had become a mass movement, the only theological system to win such general acceptance among Jews at this time.
(#litres_trial_promo) It did so not because it could be proved rationally or scientifically, since it obviously could not. It clearly contradicted Genesis in almost every particular. But a literal reading of Scripture is, as we shall see, a modern preoccupation, springing from the prevalence of the rational over the mythical consciousness. Before the modern period, Jews, Christians, and Muslims all relished highly allegorical, symbolic, and esoteric interpretations of their sacred texts. Since God’s Word was infinite, it was capable of yielding a multitude of meanings. So Jews were not distressed, as many modern religious people would be, by Luria’s divergence from the plain meaning of the Bible. His myth spoke to them with authority because it explained their lives and provided them with meaning. Instead of Jews being a marginalized people, thrust out of the modern world that was coming into being, their experience was in tune with the most fundamental laws of existence. Even God suffered exile; everything in creation had been displaced from the very beginning; divine sparks were trapped in matter, and goodness was forced to struggle with evil—an omnipresent fact of life. Further, Jews were not rejects and outcasts, but central actors in the redemptive process. The careful observance of the commandments of the Torah, the Law of Moses, and special rites evolved in Safed could end this universal exile. Jews could thus help to effect the “restoration” (tikkun) of the Shekhinah to the Godhead, the Jewish people to the Promised Land, and the rest of the world to its rightful state.
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This myth has continued to be important to Jews. Some have found that, after the tragedy of the Holocaust, they can only see God as the suffering, impotent divinity of Zimzum, who is not in control of creation.
(#litres_trial_promo) The imagery of the divine sparks trapped in matter and the restorative mission of tikkun still inspires modern and fundamentalist Jewish movements. Lurianic Kabbalah was, like all true myth, a revelation that showed Jews what their lives basically were and what they meant. The myth contained its own truth, and was at some deep level self-evident. It neither could receive nor did it require rational demonstration. Today we should call the Lurianic myth a symbol or a metaphor, but this also is to rationalize it. In the original Greek, the word “symbol” meant to throw two things together so that they became inseparable. As soon as Western people began to say that a rite or an icon was “only a symbol,” the modern consciousness, which insists upon such separations, had arrived.
